# CUTWATER INVESTOR SERVICES CORP.

CUTWATER INVESTOR SERVICES CORP. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 107200
- Type: SEC-registered investment adviser
- SEC file number: 801-38363
- Location: 200 PARK AVENUE, 7TH FLOOR, NEW YORK, NY, 10166
- Phone: 212-365-3100
- Latest filing: 2018-03-31
- Regulatory AUM: $15.0B
- Discretionary AUM: $11.7B
- Non-discretionary AUM: $3.3B
- Clients: 53
- Accounts: 144

## Officers, owners & control persons (25)

| Name | Role | Location |
| --- | --- | --- |
| [OBRIEN VINCENT JOSEPH](https://search.stillhousedata.com/person/728362) | CHIEF COMPLIANCE OFFICER | — |
| [HARRIS MITCHELL EVAN](https://search.stillhousedata.com/person/738430) | CHAIRMAN | — |
| [CORSO CLIFFORD DEAN](https://search.stillhousedata.com/person/740397) | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER; DIRECTOR AND CHIEF EXECUTIVE OFFICER (+2 more) | — |
| [WALZ RICHARD JOHN](https://search.stillhousedata.com/person/740402) | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR | — |
| [CHUBINSKY LEONARD ISRAEL](https://search.stillhousedata.com/person/740404) | GENERAL COUNSEL AND SECRETARY | — |
| [MORRIS MARC DANA](https://search.stillhousedata.com/person/740405) | DIRECTOR; DIRECTOR AND TREASURER | — |
| [FALLON WILLIAM CHARLES](https://search.stillhousedata.com/person/740407) | DIRECTOR | — |
| [BERRIGAN EDMUND GERARD](https://search.stillhousedata.com/person/740408) | DIRECTOR AND HEAD OF PORTFOLIO MANAGEMENT; DIRECTOR AND MANAGING DIRECTOR | — |
| [JORDAN THOMAS](https://search.stillhousedata.com/person/740455) | MANAGING DIRECTOR | — |
| [DONOVAN MARY KATHLEEN](https://search.stillhousedata.com/person/740456) | VICE PRESIDENT | — |
| [DUNTON GARY CHARLES](https://search.stillhousedata.com/person/761423) | DIRECTOR | — |
| [BUDNICK NEIL G](https://search.stillhousedata.com/person/761424) | TREASURER AND DIRECTOR | — |
| [SHULMAN ROBIN JAYNE](https://search.stillhousedata.com/person/771338) | CHIEF COMPLIANCE OFFICER | — |
| [SEVELY JOSEPH LOWNDES](https://search.stillhousedata.com/person/775741) | DIRECTOR AND CHIEF FINANCIAL OFFICER; TREASURER AND DIRECTOR | — |
| [MOROS CHRISTOS](https://search.stillhousedata.com/person/775742) | CHIEF OPERATING OFFICER | — |
| [HOUCK MICHELLE C](https://search.stillhousedata.com/person/775743) | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER | — |
| [HELLER FRANCIE](https://search.stillhousedata.com/person/781198) | PRESIDENT AND DIRECTOR | — |
| [BROWN WILLIAM THACHER](https://search.stillhousedata.com/person/781199) | DIRECTOR | — |
| [STORCH ERIC DANIEL](https://search.stillhousedata.com/person/781558) | DIRECTOR | — |
| [BRISK GREGORY ALLAN](https://search.stillhousedata.com/person/795597) | DIRECTOR | — |
| [FARQUHARSON CHARLES](https://search.stillhousedata.com/person/798870) | DIRECTOR | — |
| [PAGANO DANIELLE MARIA](https://search.stillhousedata.com/person/804049) | DIRECTOR | — |
| [GELMAN SETH](https://search.stillhousedata.com/person/814002) | CHIEF COMPLIANCE OFFICER | — |
| [NAUPHAL ABDALLAH HABIB](https://search.stillhousedata.com/person/814614) | DIRECTOR | — |
| [ELIOT JONATHAN](https://search.stillhousedata.com/person/849087) | DIRECTOR | — |


## Private funds (4)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| 3698751740 | Securitized Asset Fund | — | 3 | $444.1M | $50K |
| 7842248144 | Securitized Asset Fund | — | 2 | $391.3M | $250K |
| 1803804980 | Securitized Asset Fund | — | 4 | $388.4M | $25K |
| 8417378561 | Securitized Asset Fund | — | 2 | $66.1M | $200K |


## Fund service providers (2)

- administrator: APPLEBY TRUST (CAYMAN) LIMITED — 3 funds
- administrator: DEUTSCHE BANK (CAYMAN) LIMITED

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/107200/brochure
- Similar advisers: https://search.stillhousedata.com/firm/107200/similar
- Related entities: https://search.stillhousedata.com/firm/107200/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/107200

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.