# C.E. UNTERBERG TOWBIN ADVISORS, LLC

C.E. UNTERBERG TOWBIN ADVISORS, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 107244
- Type: SEC-registered investment adviser
- SEC file number: 801-43696
- Location: 350 MADISON AVENUE, NEW YORK, NY, 10017
- Phone: 212-389-8000
- Latest filing: 2009-09-29
- Regulatory AUM: $10.4M
- Discretionary AUM: $10.4M
- Clients: 1
- Accounts: 2

## Officers, owners & control persons (68)

_Showing 25 of 68 people._

| Name | Role | Location |
| --- | --- | --- |
| [MURPHY SUZANNE ELIZABETH](https://search.stillhousedata.com/person/729871) | PRESIDENT | — |
| [ABRAMS BRUCE ROBERT](https://search.stillhousedata.com/person/733069) | DIRECTOR OF COMPLIANCE | — |
| [BERLIN JORDAN STUART](https://search.stillhousedata.com/person/734151) | PRESIDENT | — |
| [THOMPSON ROBERT LEWIS](https://search.stillhousedata.com/person/741346) | CFO; CHIEF FINANCIAL OFFICER; PRESIDENT (+1 more) | — |
| [BARRETT HERBERT MICHAEL](https://search.stillhousedata.com/person/742982) | CFO; CHIEF FINANCIAL OFFICER | — |
| [KAPADIA KALPESH GOPALPAS](https://search.stillhousedata.com/person/743633) | GENERAL PARTNER; PRESIDENT | — |
| [HADLOCK MARK GRABAN](https://search.stillhousedata.com/person/748741) | SECRETARY & CCO | — |
| [NOVAK STEVEN PAUL](https://search.stillhousedata.com/person/756670) | PRESIDENT | — |
| [KONVISER ESTELLE ELLEN](https://search.stillhousedata.com/person/756671) | PRESIDENT | — |
| [WEIL JAMES WILLIAM](https://search.stillhousedata.com/person/759825) | CEO; PRESIDENT; PRESIDENT/CEO | — |
| [HADLOCK MARK G](https://search.stillhousedata.com/person/759826) | PRESIDENT; SECRETARY; SECRETARY & CCO | — |
| [LAVITT MEL STUART](https://search.stillhousedata.com/person/759925) | CHAIRMAN OF ADVISORS; PRESIDENT | — |
| [ARNO ANDREW](https://search.stillhousedata.com/person/759926) | CEO; PRESIDENT | — |
| [MOSKOWITZ JEFFREY CRAIG](https://search.stillhousedata.com/person/759928) | PRESIDENT | — |
| [UNTERBERG THOMAS ISRAEL](https://search.stillhousedata.com/person/767010) | EXECUTIVE COMMITTEE MEMBER; NON-EXECUTIVE CHAIRMAN; PRESIDENT | — |
| [SULFARO MICHAEL CARL](https://search.stillhousedata.com/person/767011) | CCO; CHIEF COMPLIANCE OFFICER | — |
| [ADLER STEPHEN JOSEPH](https://search.stillhousedata.com/person/767012) | PRESIDENT | — |
| [BERGER ANDREW LEON](https://search.stillhousedata.com/person/767303) | CHAIRMAN OF ADVISORS | — |
| [MATLUCK ROBERT MICHAEL](https://search.stillhousedata.com/person/769261) | COO & PRESIDENT; EXECUTIVE COMMITTEE MEMBER; PRESIDENT | — |
| [GUTFREUND JOHN PETER](https://search.stillhousedata.com/person/769327) | TRADER | — |
| [STERN STANLEY B](https://search.stillhousedata.com/person/780818) | PRESIDENT | — |
| [BERNSTEIN ALEXANDER PAUL](https://search.stillhousedata.com/person/781417) | PRESIDENT | — |
| [BLUM ANDREW MAXIMILLIAN](https://search.stillhousedata.com/person/781418) | PRESIDENT | — |
| [BRANIGAN MARK CHRISTOPHER](https://search.stillhousedata.com/person/781419) | PRESIDENT | — |
| [DERING WILIAM GARRETT](https://search.stillhousedata.com/person/781420) | PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/107244/brochure
- Similar advisers: https://search.stillhousedata.com/firm/107244/similar
- Related entities: https://search.stillhousedata.com/firm/107244/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/107244

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.