# PPM AMERICA, INC.

PPM AMERICA, INC. of CHICAGO, IL is an SEC-registered investment adviser.

## Registration

- CRD: 107269
- Type: SEC-registered investment adviser
- SEC file number: 801-40783
- Location: 225 WEST WACKER DRIVE, SUITE 1200, CHICAGO, IL, 60606
- Phone: 312-634-2500
- Latest filing: 2026-05-29
- Regulatory AUM: $93.8B
- Discretionary AUM: $92.9B
- Non-discretionary AUM: $846.4M
- Clients: 217
- Accounts: 67

## Business model

- Compensation: % of AUM, Fixed, Performance, Other
- Clients served: High net worth, Pooled vehicles, Charities, Investment cos

## Officers, owners & control persons (33)

_Showing 25 of 33 people._

| Name | Role | Location |
| --- | --- | --- |
| Thomas Richard Barrus | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| Mary T Capasso | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, GENERAL COUNSEL, DIRECTOR | — |
| Oliver Jordan | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | — |
| Christopher Allen Raub | DIRECTOR; PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD, DIRECTOR | Chicago, IL |
| Alison Russ Reed | DIRECTOR | — |
| Dana Scamarcia Rapier | DIRECTOR | — |
| Savvas Panagiotis Binioris | DIRECTOR | — |
| Craig Donald Smith | CHAIRMAN OF THE BOARD, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | — |
| SMITH LESLIE DONALD | CHAIRMAN OF THE BOARD, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR; DIRECTOR; DIRECTOR, CHIEF INVESTMENT OFFICER (+1 more) | — |
| WELLS LEON ANDREW | CHAIRMAN OF THE BOARD, DIRECTOR | — |
| JOHNSON LEANDRA KNES | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | — |
| MANDICH MARK BERNARD | CHIEF EXECUTIVE OFFICER, DIRECTOR; CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR; CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR (+2 more) | — |
| SEEGERS LORI C | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | — |
| MANNING CLARK PRESTON | CHAIR OF THE BOARD, DIRECTOR | — |
| KNES LEANDRA ROSE | CHAIR OF THE BOARD, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR; PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR; PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | — |
| GORCHOW BRUCE DAVID | EXECUTIVE VICE PRESIDENT, DIRECTOR | — |
| KNES LEANDRA | CHAIRMAN OF THE BOARD, EXECUTIVE CHAIR, DIRECTOR; CO-CHAIRMAN OF THE BOARD, EXECUTIVE CHAIR, DIRECTOR; PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR (+1 more) | — |
| YOUNG JAMES DONALD | CHIEF INVESTMENT OFFICER; DIRECTOR; PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | — |
| MYERS PAUL CHADWICK | CHAIRMAN OF THE BOARD, DIRECTOR; CO-CHAIRMAN OF THE BOARD, DIRECTOR; DIRECTOR | — |
| SOPHA JAMES RONALD | DIRECTOR | — |
| REED ALISON RUSS | DIRECTOR | — |
| HYATTE THOMAS PAUL | DIRECTOR | — |
| WETHERELL WESTON BARTLEY | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | — |
| BARRUS THOMAS RICHARD | AVP, CHIEF COMPLIANCE OFFICER; SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER; VP, CHIEF COMPLIANCE OFFICER | — |
| Harris Bradley Olan | DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/107269/brochure
- Similar advisers: https://search.stillhousedata.com/firm/107269/similar
- Related entities: https://search.stillhousedata.com/firm/107269/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/107269

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.