# SISUNG INVESTMENT MANAGEMENT SERVICES LLC

SISUNG INVESTMENT MANAGEMENT SERVICES LLC of METAIRIE, LA is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 107318
- Type: SEC-registered investment adviser
- SEC file number: 801-49929
- Location: 3850 N. CAUSEWAY BLVD., SUITE 1930, METAIRIE, LA, 70002
- Phone: 504-544-7700
- Latest filing: 2026-03-19
- Regulatory AUM: $1.9B
- Discretionary AUM: $1.9B
- Non-discretionary AUM: $2.8M
- Clients: 7
- Accounts: 13

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Pooled vehicles

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| Lawrence John Sisung | CEO / CCO | — |
| Richard Louis Solares | SR. VP / COO | — |
| SISUNG LAWRENCE JOHN | CEO / CCO; CHAIRMAN; CHAIRMAN / CHIEF COMPLIANCE OFFICER (+2 more) | — |
| SISUNG FRANCES VARNELL | MANAGER | — |
| SISUNG ROBERT LANE | LEGAL / OPERATIONS / INVESTMENT COMMITTEE; PRES. / CEO / CFO / CLO / MGR.; PRESIDENT/MANAGER | — |
| SOLARES RICHARD LOUIS | COO / V.P.; SR. VP / COO | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2003-07-11 | regulatory | NASD ALLEGED VIOLATIONS OF MSRB RULES G-8, G-9, G-17, G-37(B), G-37(C), G-37(D), AND G-37(E). | Final | $20K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/107318/brochure
- Similar advisers: https://search.stillhousedata.com/firm/107318/similar
- Related entities: https://search.stillhousedata.com/firm/107318/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/107318

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.