# OCTAGON FINANCIAL SERVICES INC

OCTAGON FINANCIAL SERVICES INC of MCLEAN, VA is an SEC-registered investment adviser.

## Registration

- CRD: 107335
- Type: SEC-registered investment adviser
- SEC file number: 801-20076
- Location: 7950 JONES BRANCH DRIVE, SUITE 700N, MCLEAN, VA, 22102
- Phone: (703) 905-3300
- Latest filing: 2025-03-27
- Regulatory AUM: $1.4B
- Discretionary AUM: $1.2B
- Non-discretionary AUM: $189.1M
- Clients: 24
- Accounts: 461

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Charities

## Officers, owners & control persons (19)

| Name | Role | Location |
| --- | --- | --- |
| Frank Matthew Zecca | PRESIDENT | — |
| Christopher John Legg | VICE PRESIDENT | — |
| Geoffrey Douglas Marsh | TREASURER | — |
| Austin J Philbin | CHIEF OPERATING OFFICER | — |
| Paul John Haase | CHIEF COMPLIANCE OFFICER | — |
| ZECCA FRANK MATTHEW | PRESIDENT; VICE PRESIDENT | — |
| PLEWES JANET MARIE | PRESIDENT; PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| COTTER RICHARD PATRICK | SECRETARY/TREASURER | — |
| LETFORD TAMI LYNN | SECRETARY/TREASURER | — |
| BENDER DANIEL ERIC | SECRETARY/TREASURER | — |
| BALLARD DAVID ALLEN | SECRETARY/TREASURER | — |
| FABRIZIO PHILIP MATTHEW | SECRETARY/TREASURER | — |
| BENDER TAMI LYNN | SECRETARY/TREASURER | — |
| LEGG CHRISTOPHER JOHN | VICE PRESIDENT; VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| MARSH GEOFFREY DOUGLAS | TREASURER | — |
| VU NANCY | SECRETARY | — |
| HAASE PAUL | CHIEF COMPLIANCE OFFICER | — |
| PHILBIN AUSTIN J | CHIEF OPERATING OFFICER | — |
| HAASE PAUL JOHN | CHIEF COMPLIANCE OFFICER | — |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| WATERLOO, ONTARIO | — | 2 | 519-749-1582 |
| WATERLOO, ONTARIO | — | 2 | 519-749-1582 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/107335/brochure
- Similar advisers: https://search.stillhousedata.com/firm/107335/similar
- Related entities: https://search.stillhousedata.com/firm/107335/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/107335

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.