# TCI WEALTH ADVISORS, INC.

TCI WEALTH ADVISORS, INC. of TUCSON, AZ is an SEC-registered investment adviser.

## Registration

- CRD: 107373
- Type: SEC-registered investment adviser
- SEC file number: 801-37083
- Location: 4011 EAST SUNRISE DRIVE, TUCSON, AZ, 85718
- Phone: 520-733-1477
- Latest filing: 2026-04-22
- Regulatory AUM: $5.4B
- Discretionary AUM: $5.3B
- Non-discretionary AUM: $22.5M
- Clients: 72
- Accounts: 11,863

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pensions, Charities

## Officers, owners & control persons (41)

_Showing 25 of 41 people._

| Name | Role | Location |
| --- | --- | --- |
| Nelson Lee | SHAREHOLDER | CLARKSVILLE, TN |
| Nelson N Lee | SHAREHOLDER; SHAREHOLDER AND DIRECTOR; SHAREHOLDER, DIRECTOR, CHAIRMAN OF THE BOARD (+1 more) | Irvine, CA |
| John Joseph Stephens | TRUSTEE | — |
| Kelly H Stephens | TRUSTEE | — |
| Catherine Ann Nichols | SHAREHOLDER | — |
| Guy Wesley Holman | SHAREHOLDER | — |
| Michael Anthony Grosso | TRUSTEE | — |
| Samuel Thomas Swift | CHIEF EXECUTIVE OFFICER AND PRESIDENT | — |
| Arturo Ramiro Tellez | SHAREHOLDER AND CHIEF PRACTICE OFFICER; TRUSTEE | — |
| Simone Narelle Gehner | SHAREHOLDER AND CHIEF COMPLIANCE OFFICER | — |
| Douglas Lee Nelson | TRUSTEE | — |
| Michael Abeshaus | TRUSTEE | — |
| Kenneth Gerhard Riebe | SHAREHOLDER | — |
| Ashley Meredith Swift | SHAREHOLDER AND CHIEF OPERATIONS OFFICER | — |
| Julie Ann Thomas | GRANTOR AND TRUSTEE | — |
| Justin Matthew Thomas | GRANTOR AND TRUSTEE | — |
| SWIFT ROBERT CLARKSON | CEO; DIRECTOR; PRESIDENT (+1 more) | — |
| RIEBE KENNETH GERHARD | SHAREHOLDER; VICE PRESIDENT | — |
| STEPHENS JOHN JOSEPH | CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER; SHAREHOLDER (+2 more) | — |
| SWIFT LISA YVONNE | ASSISTANT CCO; CHIEF COMPLIANCE OFFICER; CORPORATE SECRETARY (+2 more) | — |
| SUMMERS TRISA MARIE | CHIEF EXECUTIVE OFFICER; PRESIDENT; SHAREHOLDER (+1 more) | — |
| THOMAS LISA ANN | GRANTOR AND TRUSTEE | — |
| STEPHENS KELLY H | TRUSTEE | — |
| GROSSO MICHAEL ANTHONY | DIRECTOR; SHAREHOLDER; TRUSTEE | — |
| NICHOLS CATHERINE ANN | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER; PRESIDENT, TREASURER, AND CHIEF COMPLIANCE OFFICER (+3 more) | — |


## Branch offices (6)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| SCOTTSDALE | AZ | 11 | 480-991-0401 |
| DENVER | CO | 8 | 303-296-2196 |
| RENO | NV | 5 | 775-746-6255 |
| FLAGSTAFF | AZ | 3 | 928-226-0868 |
| — | — | 1 | 0000000000 |
| — | — | 1 | (480) 991-0401 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/107373/brochure
- Similar advisers: https://search.stillhousedata.com/firm/107373/similar
- Related entities: https://search.stillhousedata.com/firm/107373/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/107373

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.