# JARISLOWSKY, FRASER LIMITED

JARISLOWSKY, FRASER LIMITED of MONTREAL QUEBEC is an SEC-registered investment adviser.

## Registration

- CRD: 107390
- Type: SEC-registered investment adviser
- SEC file number: 801-39502
- Location: 1010 SHERBROOKE STREET WEST, 20TH FLOOR, MONTREAL QUEBEC, H3A 2R7
- Phone: 514-842-2727
- Latest filing: 2025-05-12
- Regulatory AUM: $38.2B
- Discretionary AUM: $38.2B
- Clients: 225
- Accounts: 8,063

## Business model

- Compensation: % of AUM, Fixed, Performance
- Clients served: High net worth, Pooled vehicles, Investment cos

## Officers, owners & control persons (15)

| Name | Role | Location |
| --- | --- | --- |
| [Dana Robyn Banks](https://search.stillhousedata.com/person/673174) | CHIEF COMPLIANCE OFFICER (US) | — |
| [Neal Alexander Kerr](https://search.stillhousedata.com/person/694080) | EXECUTIVE VICE PRESIDENT, ASSET MANAGEMENT | — |
| [Joel D'Andrea](https://search.stillhousedata.com/person/694081) | CHIEF FINANCIAL OFFICER | — |
| [JARISLOWSKY STEPHEN ARNOLD](https://search.stillhousedata.com/person/747355) | CHAIRMAN & C.E.O.; CHAIRMAN EMERITUS; CHAIRMAN OF THE BOARD (+1 more) | — |
| [RACIOPPO LEONARD](https://search.stillhousedata.com/person/747356) | TRUSTEE | — |
| [LAPOINTE GABRIEL PIERRE](https://search.stillhousedata.com/person/747357) | DIRECTOR & PRESIDENT; HEAD OF PRIVATE WEALTH MANAGEMENT; PRESIDENT (+2 more) | — |
| [TROTTIER MARC WILFRID](https://search.stillhousedata.com/person/747358) | TRUSTEE | — |
| [O'BRIEN ERIN PATRICIA](https://search.stillhousedata.com/person/747359) | CHIEF COMPLIANCE OFFICER; TRUSTEE | — |
| [RITCHIE MARGOT LYNN](https://search.stillhousedata.com/person/820765) | TRUSTEE | — |
| [Mazzarello Dario](https://search.stillhousedata.com/person/837237) | TRUSTEE | — |
| [FLICK TODD WINSTON](https://search.stillhousedata.com/person/841683) | HEAD OF PRIVATE WEALTH MANAGEMENT | — |
| [MENARD MAXIME](https://search.stillhousedata.com/person/848905) | DIRECTOR & EXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT & HEAD OF STRATEGIC PARTNERSHIPS; PRESIDENT AND CHIEF EXECUTIVE OFFICER | — |
| [Banks Dana Robyn](https://search.stillhousedata.com/person/851994) | CHIEF COMPLIANCE OFFICER (US) | — |
| [JALBERT MARIE-CLAUDE](https://search.stillhousedata.com/person/867936) | CHIEF FINANCIAL OFFICER | — |
| [KERR NEAL ALEXANDER](https://search.stillhousedata.com/person/878579) | EXECUTIVE VICE PRESIDENT, ASSET MANAGEMENT | — |


## Disclosures (10)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-09-25 | regulatory | THE ALLEGATIONS RELATE TO A FAILURE TO TIMELY FILE BENEFICIAL OWNERSHIP REPORTING REQUIREMENTS UNDER SECTION 13(D) OF THE EXCHANGE ACT AND THE RULES PROMULGATED THEREUNDER. THESE RULES REQUIRE ANY PERSON WHO DIRECTLY OR INDIRECTLY ACQUIRES BENEFICIAL OWNERSHIP OF MORE THAN 5% OF A REGISTERED CLASS O… | Final | $375K |
| 2023-05-11 | regulatory | ON MAY 11, 2023, THE BANK OF NOVA SCOTIA ("BNS") SETTLED AN ENFORCEMENT ACTION WITH THE CFTC FOR VIOLATIONS OF THE COMMODITY EXCHANGE ACT (THE "ACT") AND COMMISSION REGULATIONS. THE CFTC ISSUED AN ORDER FINDING THAT BNS EMPLOYEES HAD COMMUNICATED BOTH INTERNALLY AND EXTERNALLY REGARDING BNS'S COMMOD… | Final | $15.0M |
| 2020-08-19 | regulatory | ON AUGUST 19, 2020, THE BANK OF NOVA SCOTIA ("BNS") SETTLED THREE RELATED ENFORCEMENT ACTIONS WITH THE CFTC FOR VIOLATIONS OF THE COMMODITY EXCHANGE ACT (THE "ACT") AND COMMISSION REGULATIONS. THE CFTC ISSUED THREE ORDERS, FILING AND SETTLING CHARGES AGAINST BNS FOR SPOOFING (THE "SPOOFING ORDER"),… | Final | $50.0M |
| 2020-08-19 | criminal | AS DESCRIBED IN THE STATEMENT OF FACTS ATTACHED TO THE DPA, FROM APPROXIMATELY JANUARY 2008 TO JULY 2016, FOUR PRECIOUS METALS TRADERS LOCATED IN NEW YORK, LONDON, AND HONG KONG, ENGAGED IN FRAUDULENT AND MANIPULATIVE TRADING PRACTICES IN CONNECTION WITH THE PURCHASE AND SALE OF GOLD AND SILVER FUTU… | Final | — |
| 2018-09-28 | regulatory | DURING THE PERIOD FROM AT LEAST JUNE 2013 THROUGH JUNE 2016, BANK OF NOVA SCOTIA, BY AND THROUGH TRADERS ON ITS PRECIOUS METALS TRADING DESK, ENGAGED IN THE DISRUPTIVE TRADING PRACTICE OF "SPOOFING" (BIDDING OR OFFERING WITH THE INTENT TO CANCEL THE BID OR OFFER BEFORE EXECUTION) IN GOLD AND SILVER… | Final | $800K |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| JFL INTERNATIONAL EQUITY FUND LLC | Other Private Fund | Delaware | 3 | $38.8M | $1.0M |


## Branch offices (6)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| TORONTO, ONTARIO | — | 31 | (416) 363-7417 |
| TORONTO, ONTARIO | — | 31 | (416) 363-7417 |
| CALGARY, ALBERTA | — | 6 | (403) 233-9117 |
| CALGARY, ALBERTA | — | 6 | (403) 233-9117 |
| VANCOUVER, BRITISH COLUMBIA | — | 4 | 604-676-3612 |
| VANCOUVER, BRITISH COLUMBIA | — | 4 | 604-676-3612 |


## Fund service providers (1)

- administrator: NORTHERN TRUST CORPORATION

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/107390/brochure
- Similar advisers: https://search.stillhousedata.com/firm/107390/similar
- Related entities: https://search.stillhousedata.com/firm/107390/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/107390

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.