# CONNING, INC.

CONNING, INC. of HARTFORD, CT is an SEC-registered investment adviser.

## Registration

- CRD: 107423
- Type: SEC-registered investment adviser
- SEC file number: 801-18641
- Location: ONE FINANCIAL PLAZA, 755 MAIN STREET, HARTFORD, CT, 06103
- Phone: 860-299-2000
- Latest filing: 2026-03-30
- Regulatory AUM: $106.9B
- Discretionary AUM: $106.6B
- Non-discretionary AUM: $272.1M
- Clients: 270
- Accounts: 819

## Business model

- Compensation: % of AUM, Hourly, Fixed, Performance, Subscription, Other
- Clients served: Pooled vehicles, Corporations, Investment cos, Other

## Officers, owners & control persons (29)

_Showing 25 of 29 people._

| Name | Role | Location |
| --- | --- | --- |
| Robert Stedman Pearce | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| Jung Won Lee | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER, BOARD MEMBER | — |
| Linwood Earle Bradford | CHAIR OF THE BOARD; CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | — |
| Vi (Viola) R Smalley | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | — |
| Cynthia Anne Beaulieu | MANAGING DIRECTOR, PORTFOLIO MANAGER AND CIO CONNING NORTH AMERICA | — |
| Matthew Kenneth Daly | CEO & PRESIDENT; MANAGING DIRECTOR HEAD OF CONNING NORTH AMERICA\\BOARD MEMBER | — |
| Lorraine S Hritcko | MANAGING DIRECTOR, BOARD MEMBER; MANAGING DIRECTOR\\BOARD MEMBER | — |
| BOURQUE WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER; DIRECTOR, HEAD OF LEGAL, CORPORATE SECRETARY; DIRECTOR, HEAD OF LEGAL, SECRETARY (+4 more) | — |
| SEGA RICHARD LOUIS | CIO OF ASSET MANAGEMENT, MANAGING DIRECTOR; MANAGING DIRECTOR; MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER (+3 more) | — |
| SWEENEY JOHN CHARLES | CHAIRMAN; CHIEF EXECUTIVE OFFICER | — |
| CORRENTI SALVATORE | CEO; PRESIDENT & CEO; PRESIDENT & COO | — |
| ROMANO JAMES P | MANAGING DIRECTOR- INDEX & RISK MANAGEMENT; MANAGING DIRECTOR, INDEX & RISK MANAGEMENT; MANAGING DIRECTOR, RISK MANAGEMENT & RISK SOLUTIONS (+2 more) | — |
| HEISER GLENN | CHIEF ADMINISTRATIVE OFFICER; CHIEF OPERATING OFFICER; MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER (+1 more) | — |
| SONLIN STEPHEN | MANAGING DIRECTOR; MANAGING DIRECTOR, RESEARCH & CONSULTING | — |
| PEARCE ROBERT STEDMAN | CHIEF COMPLIANCE OFFICER; DIRECTOR, CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (+1 more) | — |
| LIPSCOMB JAMES LOUIS | PRESIDENT & CEO | — |
| HAYLON MICHAEL EDWARD | MANAGING DIRECTOR, HEAD OF CONNING NORTH AMERICA; MANAGING DIRECTOR, HEAD OF SALES | — |
| BEAULIEU CYNTHIA ANNE | MANAGING DIRECTOR, PORTFOLIO MANAGER AND CIO CONNING NORTH AMERICA | — |
| BRADFORD LINWOOD EARLE | CHAIRMAN & CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD (+2 more) | — |
| CAMPBELL JR FRANK D | HEAD OF ASSET MANAGEMENT | — |
| KOPSKY PAUL WILLIAM | SENIOR VP AND CHIEF FINANCIAL OFFICER | — |
| COLLINS RICHARD SNYDER | INTERIM GENERAL COUNSEL | — |
| KRAFT DENNIS | SR. VP - CREDIT RESEARCH & TRADING | — |
| LEE JUNG WON | CFO; CHIEF FINANCIAL OFFICER; MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | — |
| SMALLEY VIOLA ROXANNE | CHIEF LEGAL OFFICER/CORPORATE SECRE | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/107423/brochure
- Similar advisers: https://search.stillhousedata.com/firm/107423/similar
- Related entities: https://search.stillhousedata.com/firm/107423/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/107423

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.