# ALLIANCEBERNSTEIN CORPORATION

ALLIANCEBERNSTEIN CORPORATION of NEW YORK, NY is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 107445
- Type: SEC-registered investment adviser
- SEC file number: 801-39910
- Location: 1345 AVENUE OF THE AMERICAS, NEW YORK, NY, 10105
- Phone: 212-969-1000
- Latest filing: 2026-03-30

## Business model

- Compensation: Other
- Clients served: Other

## Officers, owners & control persons (134)

_Showing 25 of 134 people._

| Name | Role | Location |
| --- | --- | --- |
| [KEITH MARSHALL](https://search.stillhousedata.com/person/140619) | EXECUTIVE MANAGING DIRECTOR, ALLIANCEBERNSTEIN INVESTMENTS INC. | ATLANTA, GA |
| [Scott B Lee](https://search.stillhousedata.com/person/173275) | DIRECTOR OF ABC | Orlando, FL |
| [Seth Perry Bernstein](https://search.stillhousedata.com/person/414472) | CEO OF ABC | New York, NY |
| [Miller Daniel](https://search.stillhousedata.com/person/514210) | DIRECTOR OF ACMC | Beachwood, OH |
| [Joseph C Henry](https://search.stillhousedata.com/person/589751) | CHIEF FINANCIAL OFFICER (THROUGH 3/22/2010); CHIEF FINANCIAL OFFICER (UNTIL 4/1/2010); SENIOR VICE PRESIDENT AND CHIEF FINANCE OFFICER (+2 more) | Geneva, V8 |
| [Joseph P Henry](https://search.stillhousedata.com/person/638800) | CHIEF FINANCIAL OFFICER (THROUGH 3/22/2010); CHIEF FINANCIAL OFFICER (UNTIL 4/1/2010); SENIOR VICE PRESIDENT AND CHIEF FINANCE OFFICER (+2 more) | Philadelphia, PA |
| [Joseph Henry](https://search.stillhousedata.com/person/649788) | CHIEF FINANCIAL OFFICER (THROUGH 3/22/2010); CHIEF FINANCIAL OFFICER (UNTIL 4/1/2010); SENIOR VICE PRESIDENT AND CHIEF FINANCE OFFICER (+2 more) | Radnor, PA |
| [Kyle Christopher Digangi](https://search.stillhousedata.com/person/666855) | GLOBAL CHIEF COMPLIANCE OFFICER | — |
| [Mark Randall Manley](https://search.stillhousedata.com/person/670767) | GENERAL COUNSEL & CORPORATE SECRETARY | — |
| [Mark Nmn Pearson](https://search.stillhousedata.com/person/683858) | DIRECTOR OF AB | — |
| [Daniel George Kaye](https://search.stillhousedata.com/person/683859) | DIRECTOR OF ABC | — |
| [Das Nmn Narayandas](https://search.stillhousedata.com/person/683860) | DIRECTOR OF ABC | — |
| [Charles Gerald Thoroton Stonehill](https://search.stillhousedata.com/person/683861) | ABC DIRECTOR | — |
| [Jeffrey Nmn Hurd](https://search.stillhousedata.com/person/683862) | ABC DIRECTOR | — |
| [Todd Kenyon Walthall](https://search.stillhousedata.com/person/683864) | DIRECTOR OF ABC | — |
| [Joan Nmn Lamm-Tennant](https://search.stillhousedata.com/person/683865) | CHAIRMAN AND DIRECTOR OF ABC | — |
| [Karl K Sprules](https://search.stillhousedata.com/person/683866) | CHIEF OPERATING OFFICER | — |
| [Bruce M Holley](https://search.stillhousedata.com/person/683867) | DIRECTOR OF ABC | — |
| [Thomas Rudolph Simeone](https://search.stillhousedata.com/person/683868) | CHIEF FINANCIAL OFFICER | — |
| [Nicholas Burritt Lane](https://search.stillhousedata.com/person/706546) | ABC DIRECTOR | — |
| [MOREAU NICOLAS](https://search.stillhousedata.com/person/730475) | DIRECTOR | — |
| [DZIADZIO RICHARD](https://search.stillhousedata.com/person/733604) | DIRECTOR; DIRECTOR OF ACMC | — |
| [CORBET KATHLEEN ANN](https://search.stillhousedata.com/person/737263) | EXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT & CEO OF ALLIANCE FIXED INCOME INVESTORS | — |
| [WEISENSEEL JOHN CHARLES](https://search.stillhousedata.com/person/737264) | SVP/CHIEF FINANCIAL OFFICER | — |
| [SANDERS LEWIS ALAN](https://search.stillhousedata.com/person/738631) | CHAIRMAN AND CHIEF EXECUTIVE OFFICER; VICE CHAIR. & CIO OF ACMC; VICE CHAIRMAN AND CHIEF EXECUTIVE OFFICER (+1 more) | — |


## Disclosures (12)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2012-08-02 | regulatory | THE NEW YORK STATE DEPARTMENT OF FINANCIAL SERVICES ALLEGED THAT AXA EQUITABLE LIFE INSURANCE COMPANY VIOLATED NEW YORK INSURANCE LAW SECTION 4240(E) BY FILING PLANS OF OPERATION WITH RESPECT TO CERTAIN OF ITS SEPARATE ACCCUONTS WITH THE NEW YORK STATE INSURANCE DEPARTMENT AND NEW YORK STATE DEPARTM… | Final | $20.0M |
| 2008-07-02 | regulatory | ON JULY 2, 2008, THE NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS (AFM) IMPOSED AN ADMINISTRATIVE FINE OF EUR 120,000 ON ALLIANCEBERNSTEIN CORPORATION THE GENERAL PARTNER OF ALLIANCEBERNSTEIN L.P. THE FINE CONCERNED THE UNTIMELY SUBMISSION OF FIVE BENEFICIAL OWNERSHIP REPORTS UNDER ARTICLE 5:38,… | Final | $120K |
| — | regulatory | — | — | — |


## Branch offices (4)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| NEW YORK | NY | 521 | 2129696498 |
| NEW YORK | NY | 521 | 2129696498 |
| NASHVILLE | TN | 178 | 615-622-0000 |
| NASHVILLE | TN | 178 | 615-622-0000 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/107445/brochure
- Similar advisers: https://search.stillhousedata.com/firm/107445/similar
- Related entities: https://search.stillhousedata.com/firm/107445/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/107445

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.