# METROPOLITAN WEST CAPITAL MANAGEMENT, LLC

METROPOLITAN WEST CAPITAL MANAGEMENT, LLC of NEWPORT BEACH, CA is an SEC-registered investment adviser.

## Registration

- CRD: 107469
- Type: SEC-registered investment adviser
- SEC file number: 801-57001
- Location: 610 NEWPORT CENTER DR, SUITE 1000, NEWPORT BEACH, CA, 92660
- Phone: 949-718-9701
- Latest filing: 2016-03-29
- Regulatory AUM: $8.4B
- Discretionary AUM: $8.1B
- Non-discretionary AUM: $345.2M
- Clients: 41
- Accounts: 245

## Officers, owners & control persons (24)

| Name | Role | Location |
| --- | --- | --- |
| [DUBCHANSKY SCOTT BRIAN](https://search.stillhousedata.com/person/729119) | MEMBER | — |
| [HOLLANDER RICHARD SCOTT](https://search.stillhousedata.com/person/729121) | CEO; DIRECTOR; MEMBER | — |
| [HAYES CHARLES WILLIAM](https://search.stillhousedata.com/person/730632) | DIRECTOR | — |
| [FERRO DENNIS HENRY](https://search.stillhousedata.com/person/732424) | DIRECTOR | — |
| [GERSHEN RICHARD SCOTT](https://search.stillhousedata.com/person/732425) | DIRECTOR | — |
| [CARLSON CRAIG TAYLOR](https://search.stillhousedata.com/person/736994) | CHIEF FINANCIAL OFFICER | — |
| [LISENBEE GARY WAYNE](https://search.stillhousedata.com/person/737563) | CEO; CIO; TREASURER; DIRECTOR; MEMBER; PRESIDENT;PORTFOLIO MANAGER; MEMBER; PRESIDENT; TREASURER; DIRECTOR; MEMBER | — |
| [GLEICHER HOWARD ROY](https://search.stillhousedata.com/person/737564) | CEO; CIO; DIRECTOR; MEMBER; CEO;CIO;MEMBER | — |
| [BOROWSKI STEVEN MARK](https://search.stillhousedata.com/person/737565) | MANAGING DIRECTOR;MEMBER; MANAGING PARTNER;MEMBER; SENIOR VICE PRESIDENT; DIRECTOR; MEMBER (+1 more) | — |
| [YANCEY MARK SPENCER](https://search.stillhousedata.com/person/737566) | MEMBER; SENIOR VICE PRESIDENT; MEMBER | — |
| [KASKEL GERALDINE SLUTSKY](https://search.stillhousedata.com/person/737567) | CHIEF COMPLIANCE OFFICER | — |
| [KOONCE MICHAEL HOWARD](https://search.stillhousedata.com/person/738524) | SECRETARY; SECRETARY, DIRECTOR | — |
| [LAPPLE BARBARA ANN](https://search.stillhousedata.com/person/738525) | CHIEF COMPLIANCE OFFICER | — |
| [MOSS MATTHEW CHARLES](https://search.stillhousedata.com/person/738527) | ASSISTANT TREASURER | — |
| [HARTMAN KIRK DOUGLAS](https://search.stillhousedata.com/person/755983) | PRESIDENT, CHIEF INVESTMENT OFFICER | — |
| [SHIVER MAI](https://search.stillhousedata.com/person/755984) | CHIEF COMPLIANCE OFFICER; DIRECTOR & CHIEF COMPLIANCE OFFICER | — |
| [SQUIRE SALLIE CLEMENTS](https://search.stillhousedata.com/person/755985) | CHIEF ADMINISTRATIVE OFFICER; DIRECTOR, CHIEF ADMINISTRATIVE OFFICER; DIRECTOR, PROFESSIONAL AND CORPORATE DEVELOPMENT | — |
| [NORTON KAREN](https://search.stillhousedata.com/person/755986) | CHIEF ADMINISTRATIVE AND OPERATIONS OFFICER; CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER; CHIEF OPERATIONS OFFICER | — |
| [BARANKO FRANCIS JON](https://search.stillhousedata.com/person/755987) | DIRECTOR OF EQUITY | — |
| [HOOPS THOMAS KARL](https://search.stillhousedata.com/person/758035) | DIRECTOR | — |
| [GOULD RUSSELL SCOTT](https://search.stillhousedata.com/person/777040) | DIRECTOR | — |
| [INCONTRO SANDRA LYNN](https://search.stillhousedata.com/person/795333) | PRESIDENT | — |
| [PURDY JONATHAN ANDREW](https://search.stillhousedata.com/person/811414) | CHIEF COMPLIANCE OFFICER | — |
| [FOY SIOBHAN C](https://search.stillhousedata.com/person/817317) | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/107469/brochure
- Similar advisers: https://search.stillhousedata.com/firm/107469/similar
- Related entities: https://search.stillhousedata.com/firm/107469/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/107469

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.