# PRINCIPAL CAPITAL GLOBAL INVESTORS LIMITED

PRINCIPAL CAPITAL GLOBAL INVESTORS LIMITED of SYDNEY (NSW) is an SEC-registered investment adviser.

## Registration

- CRD: 107492
- Type: SEC-registered investment adviser
- SEC file number: 801-44718
- Location: LEVEL 13 THE CHIFLEY TWR, 2 CHIFLEY SQUARE, SYDNEY (NSW), 2000
- Phone: 612-9259-3555
- Latest filing: 2003-05-13
- Regulatory AUM: $1.2B
- Discretionary AUM: $1.2B
- Non-discretionary AUM: $5.7M
- Clients: 51
- Accounts: 17

## Officers, owners & control persons (20)

| Name | Role | Location |
| --- | --- | --- |
| [SHAFF KAREN ELIZABETH](https://search.stillhousedata.com/person/731607) | DIRECTOR OF REGISTRANT | — |
| [O'DONNELL JOHN PATRICK](https://search.stillhousedata.com/person/735030) | DIRECTOR OF REGISTRANT | — |
| [MCCAUGHAN JAMES PATRICK](https://search.stillhousedata.com/person/745135) | DIRECTOR OF REGISTRANT | — |
| [MIGRO MICHAEL](https://search.stillhousedata.com/person/753636) | DIRECTOR OF REGISTRANT, AND HEAD OF BUSINESS STRATEGY; DIRECTOR OF REGISTRANT, COMPANY SECRETARY | — |
| [MCKENZIE BARBARA](https://search.stillhousedata.com/person/759199) | EXECUTIVE VICE PRESIDENT - HEAD OF INTERNATIONAL BUSINESS; MANAGING DIRECTOR OF REGISTRANT - INTERNATIONAL INVESTMENTS | — |
| [FALLOW DAVID](https://search.stillhousedata.com/person/780245) | EXECUTIVE VICE PRESIDENT - GROUP HEAD, INSTITUTIONAL ASSET MANAGEMENT | — |
| [HOARE DAVID MARTIN](https://search.stillhousedata.com/person/780246) | DIRECTOR OF REGISTRANT | — |
| [MARTIN GEOFFREY IAN](https://search.stillhousedata.com/person/780247) | CHIEF EXECUTIVE OFFICER OF REGISTRANT; MANAGING DIRECTOR OF REGISTRANT | — |
| [LLOYD GEOFFREY VINCENT](https://search.stillhousedata.com/person/780248) | EXECUTIVE VICE PRESIDENT - CHIEF LEGAL COUNSEL & COMPANY SECRETARY | — |
| [WILLIAMSON TERRY WALTER](https://search.stillhousedata.com/person/780249) | EXECUTIVE VICE PRESIDENT - CHIEF FINANCIAL OFFICER & HEAD OF COMPLIANCE | — |
| [SYMONS GARY](https://search.stillhousedata.com/person/780250) | EXECUTIVE VICE PRESIDENT - CHIEF INVESTMENT OFFICER | — |
| [NICHOLLS WAYNE STEPHEN](https://search.stillhousedata.com/person/780251) | EXECUTIVE VICE PRESIDENT - HEAD OF DEALING | — |
| [REEG GLORIA DARLENE](https://search.stillhousedata.com/person/788766) | DIRECTOR OF REGISTRANT | — |
| [EPHRAUMS DAVID](https://search.stillhousedata.com/person/789238) | SENIOR VICE PRESIDENT - CHIEF LEGAL COUNSEL | — |
| [BARON-HAY MYLES KINGSTON](https://search.stillhousedata.com/person/789239) | EXECUTIVE VICE PRESIDENT - INSTITUTIONAL SALES & MARKETING | — |
| [DERMATOSSIAN MADELINE](https://search.stillhousedata.com/person/789240) | COMPANY SECRETARY | — |
| [DODD TIM](https://search.stillhousedata.com/person/789241) | CHIEF FINANCIAL OFFICER | — |
| [PURCELL MERRY](https://search.stillhousedata.com/person/789242) | HEAD OF COMPLIANCE | — |
| [CALDER ALEXANDER JAMES](https://search.stillhousedata.com/person/804907) | DIRECTOR OF REGISTRANT | — |
| [FOWLER GRAEME](https://search.stillhousedata.com/person/809233) | DIRECTOR OF REGISTRANT, AND CHIEF OPERATING OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/107492/brochure
- Similar advisers: https://search.stillhousedata.com/firm/107492/similar
- Related entities: https://search.stillhousedata.com/firm/107492/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/107492

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.