# PENN MUTUAL ASSET MANAGEMENT, LLC

PENN MUTUAL ASSET MANAGEMENT, LLC of CONSHOHOCKEN, PA is an SEC-registered investment adviser.

## Registration

- CRD: 107518
- Type: SEC-registered investment adviser
- SEC file number: 801-35477
- Location: EIGHT TOWER BRIDGE, 161 WASHINGTON STREET, SUITE 1111, CONSHOHOCKEN, PA, 19428
- Phone: 215-956-8114
- Latest filing: 2026-04-01
- Regulatory AUM: $42.3B
- Discretionary AUM: $42.3B
- Clients: 30
- Accounts: 35

## Business model

- Compensation: % of AUM
- Clients served: Pooled vehicles, Charities, Investment cos

## Officers, owners & control persons (23)

| Name | Role | Location |
| --- | --- | --- |
| David Michael O'Malley | CHAIRMAN OF THE BOARD OF MANAGERS | — |
| Keith Gordon Huckerby | CHIEF OPERATING OFFICER, MANAGER OF BOARD OF MANAGERS | — |
| Victoria Marie Robinson | CHIEF COMPLIANCE OFFICER, MANAGER OF BOARD OF MANAGERS | — |
| Richard Matthew Klenk | MANAGER OF BOARD OF MANAGERS | — |
| Stephen Charles Kennedy | MANAGER OF BOARD OF MANAGERS | — |
| Mark Emory Heppenstall | PRESIDENT & CIO, MANAGER OF BOARD OF MANAGERS | — |
| David Michael Raszeja | MANAGER OF BOARD OF MANAGERS | — |
| Aaron J Gordon | MANAGER OF BOARD OF MANAGERS | — |
| VOGT PETER JOHN | DIRECTOR | — |
| WOOD BARBARA SHELDON | SVP; SVP,TREASURER & CHIEF COMPLIANCE OFFICER,CHIEF FINANCIAL OFFICER; VP,TREASURER & SECRETARY,CHIEF COMPLIANCE OFFICER,CHIEF FINANCIAL OFFICER | — |
| SHERMAN PETER MOFFIT | PRESIDENT & CHIEF EXECUTIVE OFFICER,CHAIRMAN OF THE BOARD | — |
| CHAPPELL ROBERT EUGENE | DIRECTOR | — |
| MERRIMAN RICHARDSON TAYLOR | DIRECTOR; SENIOR VICE PRESIDENT & DIRECTOR | — |
| O'MALLEY DAVID MICHAEL | CHAIRMAN OF THE BOARD OF MANAGERS; CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD; CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD OF MANAGERS (+1 more) | — |
| ROBINSON VICTORIA MARIE | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER / CHIEF OPERATIONS OFFICER (+1 more) | — |
| MCDONNELL EILEEN CLAIRE | DIRECTOR; MANAGER OF THE BOARD | — |
| DEAKINS SUSAN TWINE | DIRECTOR | — |
| HUCKERBY KEITH GORDON | CHIEF OPERATING OFFICER, MANAGER OF BOARD OF MANAGERS; PRESIDENT, CHIEF MARKETING OFFICER; PRESIDENT, CHIEF OPERATING OFFICER | — |
| RASZEJA DAVID MICHAEL | MANAGER OF BOARD OF MANAGERS | — |
| Zhao Wei | CHIEF COMPLIANCE OFFICER | — |
| GORDON AARON J | MANAGER OF BOARD OF MANAGERS | — |
| HEPPENSTALL MARK | PRESIDENT & CIO, MANAGER OF BOARD OF MANAGERS | — |
| HEPPENSTALL MARK EMORY | PRESIDENT & CIO, MANAGER OF BOARD OF MANAGERS | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/107518/brochure
- Similar advisers: https://search.stillhousedata.com/firm/107518/similar
- Related entities: https://search.stillhousedata.com/firm/107518/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/107518

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.