# NAVELLIER & ASSOCIATES INC

NAVELLIER & ASSOCIATES INC of RENO, NV is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 107568
- Type: SEC-registered investment adviser
- SEC file number: 801-30582
- Location: ONE E. LIBERTY, SUITE 504, RENO, NV, 89501-2107
- Phone: 775-785-2300
- Latest filing: 2026-05-11
- Regulatory AUM: $1.1B
- Discretionary AUM: $1.1B
- Non-discretionary AUM: $12.9M
- Clients: 21
- Accounts: 1,261

## Business model

- Compensation: % of AUM, Performance
- Clients served: High net worth, Pooled vehicles, Other

## Officers, owners & control persons (15)

| Name | Role | Location |
| --- | --- | --- |
| Price James | CHIEF FINANCIAL OFFICER | Largo, FL |
| Louis Gene Navellier | CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | — |
| BASSO KEITH MICHAEL | VICE PRESIDENT | — |
| NAVELLIER LOUIS GENE | CEO; CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER; CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER (+2 more) | — |
| KUYPER ARJEN PHILIP | CHIEF COMPLIANCE OFFICER, PRESIDENT, CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER; PRESIDENT & CHIEF OPERATING OFFICER | — |
| OLEARY JAMES HENRY | VICE PRESIDENT | — |
| BOYD PAULA MARIE | VICE PRESIDENT | — |
| KNAPP PETER ROBERT | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL; GENERAL COUNSEL AND CHIEF FINANCIAL OFFICER; GENERAL COUNSEL AND PORTFOLIO MANAGER (+2 more) | — |
| MCCARTY STEPHEN DUKES | VICE PRESIDENT | — |
| RANFT JOHN LEROY | VP OF SALES AND MARKETING | — |
| ALPERS ALAN KEITH | VICE PRESIDENT | — |
| SCHROBILGEN CHRISTOPHER MICHAEL | VICE PRESIDENT | — |
| O'LEARY JAMES HENRY | VICE PRESIDENT | — |
| MACHEN DAVID VANCE | CHIEF FINANCIAL OFFICER | — |
| ALEXANDER TANYA MAE | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (16)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2020-06-12 | regulatory | ON AUGUST 31, 2017, THE SECURITIES AND EXCHANGE COMMISSION ("SEC") FILED A LAWSUIT IN THE U.S. DISTRICT COURT FOR THE DISTRICT OF MASSACHUSETTS ALLEGING THAT NAVELLIER & ASSOCIATES, INC. ("NAI") AND LOUIS NAVELLIER ("LN") EACH ALLEGEDLY VIOLATED SECTIONS 206(1), 206(2), AND 206(4) OF THE INVESTMENT… | Pending | — |
| 2017-08-31 | civil | ON AUGUST 31, 2017, THE SECURITIES AND EXCHANGE COMMISSION ("SEC") FILED A LAWSUIT IN THE U.S. DISTRICT COURT FOR THE DISTRICT OF MASSACHUSETTS ALLEGING THAT NAVELLIER & ASSOCIATES, INC. ("NAI") AND LOUIS NAVELLIER ("LN") EACH ALLEGEDLY VIOLATED SECTIONS 206(1), 206(2), AND 206(4) OF THE INVESTMENT… | Final | $2.5M |
| 2017-08-31 | civil | ON AUGUST 31, 2017, THE SECURITIES AND EXCHANGE COMMISSION ("SEC") FILED A LAWSUIT IN THE U.S. DISTRICT COURT FOR THE DISTRICT OF MASSACHUSETTS ALLEGING THAT NAVELLIER & ASSOCIATES, INC. ("NAI") AND LOUIS NAVELLIER ("LN") EACH ALLEGEDLY VIOLATED SECTIONS 206(1), 206(2), AND 206(4) OF THE INVESTMENT… | On Appeal | $2.5M |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/107568/brochure
- Similar advisers: https://search.stillhousedata.com/firm/107568/similar
- Related entities: https://search.stillhousedata.com/firm/107568/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/107568

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.