# PT ASSET MANAGEMENT, LLC

PT ASSET MANAGEMENT, LLC of CHICAGO, IL is an SEC-registered investment adviser.

## Registration

- CRD: 107619
- Type: SEC-registered investment adviser
- SEC file number: 801-46031
- Location: 500 W. MADISON STREET, SUITE 500, CHICAGO, IL, 60661
- Phone: 312-521-1000
- Latest filing: 2026-03-31
- Regulatory AUM: $11.3B
- Discretionary AUM: $11.3B
- Clients: 52
- Accounts: 5

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Pooled vehicles

## Officers, owners & control persons (64)

_Showing 25 of 64 people._

| Name | Role | Location |
| --- | --- | --- |
| Philip Mark Nussbaum | BOARD MEMBER | CHICAGO, IL |
| Richard Scott Berg | SHAREHOLDER | CHICAGO, IL |
| George M Plaiss | SENIOR PORTFOLIO MANAGER | — |
| Anthony James Harris | SENIOR PORTFOLIO MANAGER | — |
| Sean Michael-Thomas Dranfield | CHIEF EXECUTIVE OFFICER | — |
| Eric Paul Brown | BOARD MEMBER | — |
| Bradley Dale Bonga | SHAREHOLDER | — |
| Steven Spiro Hayes | CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER | — |
| Anne Marie Duffy | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | — |
| Ryan A Massey | BOARD MEMBER | — |
| Craig Stephen Johnson | BOARD MEMBER | — |
| ROTHSCHILD DOUG ROBERT | PRESIDENT | — |
| BROWN DAVID PAUL | BOARD MEMBER; CLASS C MEMBER | — |
| COOK ANDREW BERNARD | CHIEF INVESTMENT OFFICER | — |
| LORENTSEN JAMES VARLAND | CHIEF FINANCIAL OFFICER & TREASURER; CHIEF FINANCIAL OFFICER/TREASURER; CLASS C MEMBER | — |
| BERG RICHARD SCOTT | BOARD MEMBER; CEO; CEO/PRESIDENT/SECRETARY (+6 more) | — |
| NUSSBAUM PHILIP MARK | BOARD MEMBER; CHAIRPERSON; CHAIRPERSON/CHIEF OPERATING OFFICER (+9 more) | — |
| WILDING DAVID FLOYD | BOARD MEMBER; CHIEF COMPLIANCE OFFICER; CLASS C MEMBER (+3 more) | — |
| MATSON JAMES HOWARD | CLASS B MEMBER; PRESIDENT/COO; PRESIDENT/COO OF PT FINANCIAL | — |
| HOWLAND DAVID ROBERTS | BOARD MEMBER; CLASS B MEMBER; MANAGING DIRECTOR | — |
| FRITZ KURT ALLEN | CLASS B MEMBER | — |
| JOHNSON CRAIG STEPHEN | CLASS B MEMBER | — |
| CARNEY CHRISTOPHER JOSEPH | CLASS B MEMBER | — |
| ELDER JASON ALAN | BOARD MEMBER; CLASS B MEMBER; MANAGING DIRECTOR | — |
| GILBERT WILLIAM | CLASS C MEMBER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/107619/brochure
- Similar advisers: https://search.stillhousedata.com/firm/107619/similar
- Related entities: https://search.stillhousedata.com/firm/107619/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/107619

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.