# SMITH AFFILIATED CAPITAL CORP.

SMITH AFFILIATED CAPITAL CORP. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 107675
- Type: SEC-registered investment adviser
- SEC file number: 801-17037
- Location: 45 BROADWAY, NEW YORK, NY, 10006
- Phone: 212-644-9440
- Latest filing: 2026-03-30
- Regulatory AUM: $1.7B
- Discretionary AUM: $852.5M
- Non-discretionary AUM: $829.6M
- Clients: 10
- Accounts: 197

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Pooled vehicles

## Officers, owners & control persons (29)

_Showing 25 of 29 people._

| Name | Role | Location |
| --- | --- | --- |
| Matthew J Smith | CO-PRESIDENT \\ SHAREHOLDER | Pleasanton, CA |
| Robert G Smith | CHAIRMAN EMERITUS\\ CHIEF ECONOMIST | — |
| Paul Matus | VICE PRESIDENT - PORTFOLIO MANAGER | — |
| Jiang Peng | CO-PRESIDENT \\ CHIEF INVESTMENT OFFICER \\ SHAREHOLDER | — |
| Erwin Defensor Tonogbanua | VICE PRESIDENT \\  PORTFOLIO MANAGER | — |
| Maria Smith | CHIEF EXECUTIVE OFFICER\\CHIEF COMPLIANCE OFFICER\\SHAREHOLDER; MEMBER | — |
| Christina Rosemary Coster | CHIEF OPERATING OFFICER | — |
| SMITH SHERMAN E | DIRECTOR; DIRECTOR, OWNER | — |
| SMITH WILLIAM KEVIN | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER | — |
| SMITH ROBERT G | CHAIRMAN; CHAIRMAN EMERITUS\\ CHIEF ECONOMIST; CHAIRMAN, OWNER (+2 more) | — |
| WALSH EDWARD J | DIRECTOR, SECRETARY | — |
| MCCARTHY JOHN MICHAEL | DIRECTOR | — |
| HILL DERRY | DIRECTOR | — |
| NOYES SCOTT PATTERSON | EXECUTIVE VICE PRESIDENT | — |
| SMITH THOMAS J | CO-PRESIDENT \\ SHAREHOLDER; MEMBER; OWNER (+5 more) | — |
| SMITH MARIA | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER\\CHIEF COMPLIANCE OFFICER\\SHAREHOLDER; CHIEF OPERATING OFFICER (+6 more) | — |
| HUBBARD CHARLES | PRESIDENT, CEO | — |
| SMITH JOHN K | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER - MANAGEMENT SERVICES; OWNER | — |
| JENNEY JOHN A | VICE PRESIDENT - PORTFOLIO MANAGER; VICE PRESIDENT - TAXABLE INVESTMENTS | — |
| MATUS PAUL | VICE PRESIDENT - PORTFOLIO MANAGER; VICE PRESIDENT - TAX-EXEMPT INVESTMENTS | — |
| BRESLIN MARIA | EXECUTIVE VICE PRESIDENT; MANAGING DIRECTOR - RISK SERVICES | — |
| PENG JIANG | CHIEF INVESTMENT OFFICER \\ EXECUTIVE VICE PRESIDENT; CHIEF INVESTMENT OFFICER \\ EX.VICE PRESIDENT\\SHAREHOLDER; CO-PRESIDENT \\ CHIEF INVESTMENT OFFICER \\ SHAREHOLDER (+5 more) | — |
| TONOGBANUA ERWIN DEFENSOR | VICE PRESIDENT / PORTFOLIO MANAGER; VICE PRESIDENT \\  PORTFOLIO MANAGER | — |
| MILLER JERRY ALLAN | VICE PRESIDENT TAXABLE INVESTMENTS | — |
| LYONS JOSEPH CONOR | PORTFOLIO MANAGER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/107675/brochure
- Similar advisers: https://search.stillhousedata.com/firm/107675/similar
- Related entities: https://search.stillhousedata.com/firm/107675/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/107675

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.