# ROYCE & ASSOCIATES, LP

ROYCE & ASSOCIATES, LP of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 107689
- Type: SEC-registered investment adviser
- SEC file number: 801-8268
- Location: ONE MADISON AVENUE, NEW YORK, NY, 10010
- Phone: 212-508-4500
- Latest filing: 2026-02-02
- Regulatory AUM: $12.4B
- Discretionary AUM: $12.3B
- Non-discretionary AUM: $60.9M
- Clients: 89
- Accounts: 979

## Business model

- Compensation: % of AUM, Performance
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (35)

_Showing 25 of 35 people._

| Name | Role | Location |
| --- | --- | --- |
| Matthew Nicholls | MEMBER OF BOARD OF MANAGERS | — |
| Seok Selene Oh | MEMBER OF  BOARD OF MANAGERS | — |
| Gwen Louise Shaneyfelt | MEMBER OF BOARD OF MANAGERS | — |
| John Edward Denneen | MEMBER OF BOARD OF MANAGERS, GENERAL COUNSEL, SECRETARY & CHIEF LEGAL AND CHIEF COMPLIANCE OFFICER; MEMBER OF BOARD OF MANAGERS, GENERAL COUNSEL, SECRETARY & CHIEF LEGAL AND CHIEF COMPLIANCE OFFICER, AND LIMITED PARTNER | — |
| Christopher Dewitt Clark | MEMBER OF BOARD OF MANAGERS, AND PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER OF BOARD OF MANAGERS, PRESIDENT AND CHIEF EXECUTIVE OFFICER, AND LIMITED PARTNER | — |
| Lindsey Oshita | MEMBER OF  BOARD OF MANAGERS | — |
| Laura Andrea Boydston | MEMBER OF BOARD OF MANAGERS | — |
| SCHEVE TIMOTHY CHARLES | DIRECTOR; MEMBER OF BOARD OF MANAGERS | — |
| FETTING MARK RAYMOND | DIRECTOR; MEMBER OF BOARD OF MANAGERS | — |
| BAIN PETER LANNING | MEMBER OF BOARD OF MANAGERS | — |
| SULLIVAN JOSEPH ANDREW | MEMBER OF BOARD OF MANAGERS | — |
| PLAFKER JED ANDREW | MEMBER OF BOARD OF MANAGERS | — |
| NACHTWEY PETER HAMILTON | MEMBER OF BOARD OF MANAGERS; MEMBER OF BOARD OF MANAGERS AND LIMITED PARTNER; MEMBER OF BOARD OF MANAGERS AND MEMBER | — |
| DALEY CHARLES JAMES | MEMBER OF BOARD OF MANAGERS | — |
| MASON RAYMOND ADAMS | DIRECTOR; MEMBER OF BOARD OF MANAGERS | — |
| ROYCE CHARLES MORGAN | CHAIRMAN OF BOARD OF MANAGERS; CHAIRMAN OF BOARD OF MANAGERS AND LIMITED PARTNER; DIRECTOR, PRESIDENT & TREASURER (+7 more) | — |
| DIEDERICH JOHN DAVID | DIRECTOR & CHIEF OPERATING OFFICER; DIRECTOR, CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER; MEMBER OF BOARD OF MANAGERS, CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER | — |
| DENNEEN JOHN EDWARD | ASSOC. GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & PRINCIPAL; DEPUTY GENERAL COUNSEL, SECRETARY & CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL, SECRETARY & CHIEF LEGAL AND CHIEF COMPLIANCE OFFICER (+4 more) | — |
| NATTANS JEFFREY ALLEN | MEMBER OF BOARD OF MANAGERS | — |
| DEWHURST RONALD RICHARD | MEMBER OF BOARD OF MANAGERS | — |
| LAROCQUE JOSEPH PATRICK | MEMBER OF BOARD OF MANAGERS; MEMBER OF BOARD OF MANAGERS AND LIMITED PARTNER; MEMBER OF BOARD OF MANAGERS AND MEMBER | — |
| LEMKE THOMAS PAUL | MEMBER OF BOARD OF MANAGERS | — |
| KENNEY JOHN DUFF | MEMBER OF BOARD OF MANAGERS; MEMBER OF BOARD OF MANAGERS AND LIMITED PARTNER; MEMBER OF BOARD OF MANAGERS AND MEMBER | — |
| GEORGE WILLIAM WHITNEY | TRUSTEE OF ABOVE LISTED TRUSTS, VICE PRESIDENT & MANAGING DIRECTOR | — |
| KASHNER HOWARD JOSEPH | GENERAL COUNSEL | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2018-08-27 | regulatory | ON AUGUST 27, 2018, THE SEC ISSUED AN ORDER THAT FOUND THAT LEGG MASON HAD VIOLATED SECTION 13(B)(2)(B) OF THE SECURITIES EXCHANGE ACT OF 1934 BY FAILING TO DEVISE AND MAINTAIN A SYSTEM OF APPROPRIATE INTERNAL ACCOUNTING CONTROLS WITH RESPECT TO THE USE OF INTRODUCING BROKERS AND OTHER INTERMEDIARIE… | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/107689/brochure
- Similar advisers: https://search.stillhousedata.com/firm/107689/similar
- Related entities: https://search.stillhousedata.com/firm/107689/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/107689

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.