# CARL MARKS MANAGEMENT COMPANY, LLC

CARL MARKS MANAGEMENT COMPANY, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 107695
- Type: SEC-registered investment adviser
- SEC file number: 801-41108
- Location: 900 THIRD AVENUE - 14TH FLOOR, NEW YORK, NY, 10022
- Phone: 212-909-8400
- Latest filing: 2026-08-13
- Regulatory AUM: $374.5M
- Discretionary AUM: $374.5M
- Clients: 8
- Accounts: 4

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (21)

| Name | Role | Location |
| --- | --- | --- |
| [Robert C Ruocco](https://search.stillhousedata.com/person/682744) | MANAGING MEMBER | — |
| [Andrew Mark Boas](https://search.stillhousedata.com/person/682745) | MANAGING MEMBER | — |
| [James Forbes Wilson](https://search.stillhousedata.com/person/682746) | MANAGING MEMBER | — |
| [Robert Alan Speer](https://search.stillhousedata.com/person/682747) | CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER | — |
| [Maria Anne Rios](https://search.stillhousedata.com/person/682748) | CONTROLLER | — |
| [Michael Sungmin Lee](https://search.stillhousedata.com/person/682749) | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | — |
| [Esteban Jorge Rakela](https://search.stillhousedata.com/person/682750) | MANAGING MEMBER | — |
| [RUOCCO ROBERT C](https://search.stillhousedata.com/person/753145) | GENERAL PARTNER; MANAGING MEMBER | — |
| [BOAS ANDREW MARK](https://search.stillhousedata.com/person/753146) | GENERAL PARTNER; MANAGING MEMBER | — |
| [WILSON JAMES FORBES](https://search.stillhousedata.com/person/753147) | GENERAL PARTNER; MANAGING MEMBER | — |
| [SPEER ROBERT ALAN](https://search.stillhousedata.com/person/753148) | CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER | — |
| [REYNOLDS LAUREN HOPE](https://search.stillhousedata.com/person/753149) | ASSISTANT CONTROLLER | — |
| [CLASTER MARK LEE](https://search.stillhousedata.com/person/770354) | LIMITED PARTNER | — |
| [SIEGEL LAUREN HOPE](https://search.stillhousedata.com/person/770355) | ASSISTANT CONTROLLER | — |
| [RIOS MARIA ANNE](https://search.stillhousedata.com/person/772261) | ASSISTANT CONTROLLER; CONTROLLER | — |
| [GOLUB MARIA ANNE](https://search.stillhousedata.com/person/791315) | ASSISTANT CONTROLLER | — |
| [SPEER ROBERT A](https://search.stillhousedata.com/person/801352) | CHIEF FINANCIAL OFFICER | — |
| [SIEGEL LAUREN H](https://search.stillhousedata.com/person/801353) | ASSISTANT CONTROLLER | — |
| [ROSKEN IRIS BETH](https://search.stillhousedata.com/person/810608) | CONTROLLER | — |
| [LEE MICHAEL SUNGMIN](https://search.stillhousedata.com/person/853757) | MANAGING MEMBER; MANAGING MEMBER/CHIEF INVESTMENT OFFICER | — |
| [RAKELA ESTEBAN JORGE](https://search.stillhousedata.com/person/861214) | MANAGING MEMBER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/107695/brochure
- Similar advisers: https://search.stillhousedata.com/firm/107695/similar
- Related entities: https://search.stillhousedata.com/firm/107695/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/107695

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.