# UBS INTERNATIONAL INC.

UBS INTERNATIONAL INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 107726
- Type: SEC-registered investment adviser
- SEC file number: 801-60476
- Location: 101 PARK AVENUE, NEW YORK, NY, 10178
- Phone: 212-916-2000
- Latest filing: 2009-08-28
- Regulatory AUM: $1.5B
- Discretionary AUM: $206.1M
- Non-discretionary AUM: $1.3B
- Clients: 251
- Accounts: 2,986

## Officers, owners & control persons (25)

| Name | Role | Location |
| --- | --- | --- |
| FERGUSON SEAN PATRICK | HEAD OF OPERATIONS | — |
| ROWLAND CHRISTOPHER JOHN | DIRECTOR | — |
| SCAVO JOSEPH FRANK | AML OFFICER; AML OFFICER /  CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER | — |
| GONZALEZ RICARDO ALBERTO JR | CEO/DIRECTOR/MUNI PRINCIPAL; CHAIRMAN/CEO/DIRECTOR/MUNI PRINCIPAL; CHAIRMAN/DIRECTOR/MUNI PRINCIPAL (+1 more) | — |
| TOWNLEY KENNETH MICHAEL | CHIEF COMPLIANCE OFFICER; DEPUTY DIRECTOR OF COMPLIANCE | — |
| NOAH SCOTT IVES | CHIEF LEGAL OFFICER; CHIEF LEGAL OFFICER/DIRECTOR | — |
| SAFIR RONALD AARON | DIRECTOR | — |
| TROTTA ELAINE MARIE | CHIEF ADMINISTRATIVE OFFICER | — |
| SULLIVAN KATHLEEN FRANCES | ASSOCIATE DIRECTO/CROP/SROP | — |
| BURRI RUDOLF | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER/DIRECTOR; CO-HEAD OF MARKETING | — |
| ALVEY ESTILL | CFO | — |
| BRYDE ANNABELLE | DIRECTOR | — |
| TORREGIANO MICHAEL JAMES | ASSOCIATE DIRECTOR / CROP; ASSOCIATE DIRECTOR / CROP/SROP; CHIEF COMPLIANCE OFFICER | — |
| QUINN MICHAEL JOSEPH | CFO | — |
| FREY WILLIAM PATRICK | CFO | — |
| WORDEN PETER WOODBURN | HEAD OF OPERATIONS | — |
| DODD DAVID MARTIN | CEO/DIRECTOR | — |
| ROWLAND CHRISTOPHER J | CEO/PRESIDENT/DIRECTOR; CEO/PRESIDENT/MANAGER; DIRECTOR | — |
| TOOTHAKER THOMAS RONALD | CHIEF LEGAL OFFICER/DIRECTOR; CHIEF LEGAL OFFICER/MANAGER; DIRECTOR | — |
| COSTANZA JOSEPH JAMES | BRANCH MANAGER/ROP/CROP/SROP; BRANCH MANAGER/ROP/CROP/SROP/MUNI PRINCIPAL; BRANCH MANAGER/ROP/SROP | — |
| SUTER HANS RUDOLF | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER/DIRECTOR | — |
| CHAO ROBERT | CFO | — |
| SIPES JAMES RICHARD | CHAIRMAN | — |
| CHANDLER JASON RICHARD | CHAIRMEN AND DIRECTOR | — |
| SIMON-VERMOT RAYMOND | CO-HEAD OF MARKETING/DIRECTOR; CO-HEAD OF MARKETING/MANAGER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/107726/brochure
- Similar advisers: https://search.stillhousedata.com/firm/107726/similar
- Related entities: https://search.stillhousedata.com/firm/107726/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/107726

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.