# 40/86 ADVISORS, INC.

40/86 ADVISORS, INC. of CARMEL, IN is an SEC-registered investment adviser.

## Registration

- CRD: 107740
- Type: SEC-registered investment adviser
- SEC file number: 801-17857
- Location: 11299 ILLINOIS STREET, SUITE 200, CARMEL, IN, 46032
- Phone: 317-817-4086
- Latest filing: 2026-04-22
- Regulatory AUM: $30.5B
- Discretionary AUM: $30.5B
- Clients: 84
- Accounts: 13

## Business model

- Compensation: % of AUM, Performance
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (50)

_Showing 25 of 50 people._

| Name | Role | Location |
| --- | --- | --- |
| Burke William | SVP/CHIEF INFORMATION OFFICER | Southlake, TX |
| Eric Ronald Johnson | DIRECTOR, PRESIDENT AND CHIEF INVESTMENT OFFICER | — |
| Richard William Burke | SENIOR VICE PRESIDENT, CHIEF INFORMATION OFFICER | — |
| Jesse Edward Horsfall | SENIOR VICE PRESIDENT, PORTFOLIO MANAGEMENT | — |
| Paul Harrington Mcdonough | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | — |
| Zandra Maria De Haai | SENIOR VICE PRESIDENT, FIXED INCOME RESEARCH | — |
| Tony Alan Neuhoff | VICE PRESIDENT, DEPUTY GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| JOHNSON CARL R | PRESIDENT; PRESIDENT, CIO & DIRECTOR; PRESIDENT & DIRECTOR (+2 more) | — |
| HALL DAVID SCOTT | SENIOR VICE PRESIDENT | — |
| BONACH EDWARD JOHN | CEO; CEO & DIRECTOR; EVP, CFO | — |
| KLINE JOHN R | SVP/FINANCE & TREASURER; VP/FINANCE & TREASURER | — |
| KURZAWA AUDREY L | SVP/CONTROLLER; VP/CONTROLLER | — |
| BURKE RICHARD W | SVP/CHIEF INFORMATION OFFICER; SVP/INFORMATION SYSTEMS; VP/INFORMATION SYSTEMS | — |
| RUHL RONALD FRANK | DIRECTOR | — |
| BULLIS EUGENE M | DIRECTOR | — |
| STAUTZ JEFFREY M | VP, CCO, AND GENERAL COUNSEL; VP, CHIEF COMPLIANCE OFFICER, AND GENERAL COUNSEL | — |
| DUNLOP MICHAEL JOHN | SENIOR VICE PRESIDENT | — |
| FERRELL EDWIN J | DIRECTOR OF RESEARCH; SENIOR VICE PRESIDENT | — |
| HORSFALL JESSE EDWARD | SENIOR VICE PRESIDENT; SENIOR VICE PRESIDENT, PORTFOLIO MANAGEMENT | — |
| HAHN GREGORY JAMES | SVP, CHIEF INVESTMENT OFFICER | — |
| BUBLITZ MAXWELL ERNEST | PRESIDENT/CEO | — |
| COOK MARGO L | SVP/DIRECTOR OF RESEARCH; VP/DIRECTOR OF RESEARCH; VP/SR. SECURITIES ANALYST | — |
| THOMPSON CHRISTOPHER C | VICE PRESIDENT | — |
| BAMMANN NORA ANN | SVP/CHIEF OPERATIONS OFFICER; SVP/INVESTMENT OPERATIONS | — |
| KOVACS WILLIAM PATRICK MICHAEL | VP/CHIEF COMPLIANCE OFFICER/CHIEF LEGAL OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/107740/brochure
- Similar advisers: https://search.stillhousedata.com/firm/107740/similar
- Related entities: https://search.stillhousedata.com/firm/107740/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/107740

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.