# TRAPHAGEN INVESTMENT ADVISORS LLC

TRAPHAGEN INVESTMENT ADVISORS LLC of ORADELL, NJ is an SEC-registered investment adviser.

## Registration

- CRD: 107764
- Type: SEC-registered investment adviser
- SEC file number: 801-56130
- Location: 234 KINDERKAMACK RD, ORADELL, NJ, 07649
- Phone: 201-262-1040
- Latest filing: 2026-03-02
- Regulatory AUM: $2.3B
- Discretionary AUM: $2.2B
- Non-discretionary AUM: $105.7M
- Clients: 18
- Accounts: 2,038

## Business model

- Compensation: % of AUM, Hourly
- Clients served: Individuals, High net worth

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| James A Lawrence | MEMBER | Baltimore, MD |
| V. Peter Traphagen | GENERAL MEMBER, CHIEF COMPLIANCE OFFICER | — |
| Robert J Traphagen | MEMBER | — |
| TRAPHAGEN V PETER | GENERAL MEMBER; GENERAL MEMBER, CHIEF COMPLIANCE OFFICER | — |
| TRAPHAGEN V | GENERAL MEMBER | — |
| TRAPHAGEN ROBERT J | MEMBER | — |
| LAWRENCE JAMES A | MEMBER | — |
| Robert J. Traphagen | MEMBER | — |
| James A. Lawrence | MEMBER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-03-26 | regulatory | FAILURE TO FILE FORM 13-F ON A TIMELY BASIS | Final | $225K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/107764/brochure
- Similar advisers: https://search.stillhousedata.com/firm/107764/similar
- Related entities: https://search.stillhousedata.com/firm/107764/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/107764

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.