# SMART INVESTMENTS ADVISORY INCORPORATED

SMART INVESTMENTS ADVISORY INCORPORATED of REDLANDS, CA is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 107778
- Type: SEC-registered investment adviser
- SEC file number: 801-63265
- Location: 1849 W. REDLANDS BLVD., REDLANDS, CA, 92373-3127
- Phone: 909-335-8565
- Latest filing: 2026-04-06
- Regulatory AUM: $82.0M
- Discretionary AUM: $82.0M
- Clients: 3
- Accounts: 210

## Business model

- Compensation: % of AUM, Hourly
- Clients served: High net worth, Pooled vehicles, Charities

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| SMITH JAMES RICHARD | CHIEF COMPLIANCE OFFICER | — |
| SMITH JANE MARIE | SECRETARY | — |
| SMART BARRICK ALLYN | PRESIDENT; PRESIDENT - CFO; PRESIDENT,CFO, CHIEF COMPLIANCE OFFICER | — |
| SMITH ROBIN ELAINE | SECRETARY | — |
| TODD BLAKE TRAMILL | SENIOR VICE PRESIDENT | — |
| MOSICH NICHOLAS ANTHONY | CEO - CFO | — |
| SPENCER JEFFREY WILLIAM | VICE- PRESIDENT | — |
| ARCINIEGA ALICIA CHRISTINE | INVESTMENT ADVISOR-ADMINISTRATIVE ASSISTANT | — |
| HAUGEN JON ERIC | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/107778/brochure
- Similar advisers: https://search.stillhousedata.com/firm/107778/similar
- Related entities: https://search.stillhousedata.com/firm/107778/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/107778

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.