# BALESTRA CAPITAL, LTD.

BALESTRA CAPITAL, LTD. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 107825
- Type: SEC-registered investment adviser
- SEC file number: 801-30492
- Location: 58 WEST 40 STREET, 12TH FLOOR, NEW YORK, NY, 10018
- Phone: 212-768-9000
- Latest filing: 2017-03-27
- Regulatory AUM: $124.3M
- Discretionary AUM: $124.3M
- Clients: 4
- Accounts: 3

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| [MELCHER JAMES LAURENCE](https://search.stillhousedata.com/person/733459) | PRESIDENT; PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| [LIU SHU MEI](https://search.stillhousedata.com/person/736457) | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER; DIRECTOR OF OPERATIONS; DIRECTOR OF OPERATIONS AND CHIEF COMPLIANCE OFFICER (+1 more) | — |
| [LUCKETT MATTHEW JUSTIN](https://search.stillhousedata.com/person/773480) | PARTNER | — |
| [CERK NORMAN JOHN](https://search.stillhousedata.com/person/773481) | PARTNER | — |
| [MARRA ANDREW ROBERT](https://search.stillhousedata.com/person/773482) | CHIEF FINANCIAL OFFICER | — |
| [MAIRZADEH SHAKIB GABRIEL](https://search.stillhousedata.com/person/773483) | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL; GENERAL COUNSEL | — |
| [PHAM VAN KAREN](https://search.stillhousedata.com/person/773484) | DIRECTOR OF RISK MANAGEMENT | — |
| [MARRA ANDREW R](https://search.stillhousedata.com/person/803960) | CHIEF FINANCIAL OFFICER | — |


## Private funds (2)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| BALESTRA CAPITAL PARTNERS, L.P. | Hedge Fund | — | 34 | $88.0M | $500K |
| BALESTRA SPECTRUM PARTNERS L.L.C. | Hedge Fund | — | 24 | $31.0M | $500K |


## Fund service providers (1)

- administrator: DB FUND SERVICES LLC — 2 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/107825/brochure
- Similar advisers: https://search.stillhousedata.com/firm/107825/similar
- Related entities: https://search.stillhousedata.com/firm/107825/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/107825

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.