# GOFEN AND GLOSSBERG, L.L.C.

GOFEN AND GLOSSBERG, L.L.C. of CHICAGO, IL is an SEC-registered investment adviser.

## Registration

- CRD: 107859
- Type: SEC-registered investment adviser
- SEC file number: 801-54610
- Location: 455 N. CITYFRONT PLAZA DR., SUITE 3200, CHICAGO, IL, 60611-5345
- Phone: 312-828-1100
- Latest filing: 2023-03-01
- Regulatory AUM: $6.5B
- Discretionary AUM: $6.2B
- Non-discretionary AUM: $320.3M
- Clients: 37
- Accounts: 3,573

## Officers, owners & control persons (26)

_Showing 25 of 26 people._

| Name | Role | Location |
| --- | --- | --- |
| GOFEN WILLIAM HAROLD | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER; L.L.C. MEMBER / PORTFOLIO MANAGER | — |
| GLOSSBERG JOSEPH BERKSON | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER; EXECUTIVE V.P./MEMBER; L.L.C. MEMBER / PORTFOLIO MANAGER | — |
| GOODMAN MARK R | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER; EXECUTIVE V.P./TREASURER/SECRETARY/MEMBER; L.L.C. MEMBER / PORTFOLIO MANAGER | — |
| BOROVSKY JAMES GORDON | EXECUTIVE COMMITTEE MEMBER / L.L.C. MEMBER / PORTFOLIO MANAGER | — |
| SOBOL DANIEL JOHN | L.L.C. MEMBER / PORTFOLIO MANAGER | — |
| MYERS JOHN WILLIAM | L.L.C. MEMBER / PORTFOLIO MANAGER; V.P./MEMBER | — |
| KUPFERBERG PETER BEHR | EXECUTIVE COMMITTEE/L.L.C. MEMBER / PORTFOLIO MANAGER; L.L.C. MEMBER / PORTFOLIO MANAGER; V.P./MEMBER | — |
| GOFEN CHARLES SAMUEL | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / PORTFOLIO MANAGER; L.L.C. MEMBER / PORTFOLIO MANAGER | — |
| SCULLY GAIL CECELIA | L.L.C. MEMBER / PORTFOLIO MANAGER; V.P./MEMBER | — |
| GAWLIK MICHAEL A | L.L.C. MEMBER / PORTFOLIO MANAGER; L.L.C. MEMBER / RESEARCH ANALYST / PORTFOLIO MANAGER; V.P./MEMBER | — |
| BROWN MARK | GENERAL COUNSEL; GENERAL COUNSEL/CCO; L.L.C. MEMBER / GENERAL COUNSEL (+1 more) | — |
| STELMACKI MICHAEL JOSEPH | EXECUTIVE COMMITTEE MEMBER/L.L.C. MEMBER / RESEARCH DIRECTOR; L.L.C. MEMBER / RESEARCH ANALYST | — |
| BERG ALLEN CURTIS | CHIEF OPERATING OFFICER | — |
| BIRENBERG STEVEN PERRY | L.L.C. MEMBER / PORTFOLIO MANAGER | — |
| DESKE THOMAS MICHAEL | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER | — |
| NAKAMURA LARRY TRISTON | CHIEF COMPLIANCE OFFICER | — |
| VREE JONATHAN TODD | L.L.C. MEMBER/PORTFOLIO MANAGER | — |
| BURKE MARY PATRICIA | L.L.C. MEMBER/SENIOR RESEARCH ANALYST | — |
| GOFEN WILLIAM | PRESIDENT/MEMBER | — |
| BOROVSKY JAMES | V.P./ASST. TREASURER/MEMBER | — |
| SOBOL DANIEL | V.P./ASST. SECRETARY/MEMBER | — |
| BIRENBERG STEVEN | V.P./MEMBER | — |
| GOFEN CHARLES | V.P./MEMBER | — |
| Wang Hongwu | L.L.C. MEMBER/CHIEF INFORMATION OFFICER | — |
| Frazin Scott Jarrett | L.L.C. MEMBER/PORTFOLIO MANAGER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/107859/brochure
- Similar advisers: https://search.stillhousedata.com/firm/107859/similar
- Related entities: https://search.stillhousedata.com/firm/107859/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/107859

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.