# MID-CONTINENT CAPITAL LLC

MID-CONTINENT CAPITAL LLC of CHICAGO, IL is an SEC-registered investment adviser.

## Registration

- CRD: 107997
- Type: SEC-registered investment adviser
- SEC file number: 801-54732
- Location: 123 NORTH WACKER, SUITE 1100, CHICAGO, IL, 60606
- Phone: 312-551-8200
- Latest filing: 2022-01-13
- Regulatory AUM: $4.0B
- Discretionary AUM: $3.8B
- Non-discretionary AUM: $152.4M
- Clients: 17
- Accounts: 1,317

## Officers, owners & control persons (18)

| Name | Role | Location |
| --- | --- | --- |
| ADLER RICHARD HOWARD | DIRECTOR; SHAREHOLDER | — |
| HUNT JON COWELL | DIRECTOR | — |
| GERSHEN RICHARD SCOTT | DIRECTOR | — |
| VENICE NANCY ANN | EXECUTIVE VICE PRESIDENT | — |
| MEAD DAVID L | PRESIDENT | — |
| GRIFFITH HARRY TOM | DIRECTOR; SHAREHOLDER | — |
| BROTTMAN LAWRENCE JAY | CO-CHIEF EXECUTIVE OFFICER; CO-CHIEF EXECUTIVE OFFICER, DIRECTOR; EXECUTIVE VICE PRESIDENT | — |
| BRUERE EDWIN MORSE | CO-CHIEF EXECUTIVE OFFICER; CO-CHIEF EXECUTIVE OFFICER, DIRECTOR; EXECUTIVE VICE PRESIDENT | — |
| LORSCH SUSAN ELAINE | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER; SENIOR VICE PRESIDENT; SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| BESSENT JULIE | CHIEF FINANCIAL OFFICER | — |
| MABIE JOHN D | CHAIRMAN; CHAIRMAN & DIRECTOR | — |
| ALBRECHT ROGER A | EXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT, DIRECTOR | — |
| SLOAN CHARLES MELCHER | EXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT, DIRECTOR | — |
| FRANCOEUR GREGORY PAUL | DIRECTOR | — |
| NUNNELEE MICHAEL JOSEPH | DIRECTOR | — |
| FREEMAN WILLIAM JAY | DIRECTOR | — |
| DOUGLAS ROBERT CURRAN | PRESIDENT | — |
| HAYES JAMES EDWARD | SHAREHOLDER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/107997/brochure
- Similar advisers: https://search.stillhousedata.com/firm/107997/similar
- Related entities: https://search.stillhousedata.com/firm/107997/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/107997

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.