# STEPP & ROTHWELL INC

STEPP & ROTHWELL INC of OVERLAND PARK, KS is an SEC-registered investment adviser.

## Registration

- CRD: 107999
- Type: SEC-registered investment adviser
- SEC file number: 801-55489
- Location: 7300 COLLEGE BOULEVARD, SUITE 100, OVERLAND PARK, KS, 66210-2301
- Phone: 913-345-4800
- Latest filing: 2026-03-27
- Regulatory AUM: $1.1B
- Discretionary AUM: $954.4M
- Non-discretionary AUM: $100.7M
- Clients: 25
- Accounts: 2,283

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth

## Officers, owners & control persons (11)

| Name | Role | Location |
| --- | --- | --- |
| Howard Richard Rothwell | CHIEF COMPLIANCE OFFICER/DIRECTOR | — |
| Kathleen Ann Stepp | CHIEF FINANCIAL OFFICER/DIRECTOR | — |
| Kenneth Joseph Eaton | PRESIDENT/DIRECTOR | — |
| Amy Marie Guerich | SECRETARY/TREASURER/DIRECTOR | — |
| ROTHWELL HOWARD RICHARD | CHIEF COMPLIANCE OFFICER/DIRECTOR; SECRETARY/TREASURER; SECRETARY/TREASURER/CCO (+1 more) | — |
| STEPP KATHLEEN ANN | CHIEF FINANCIAL OFFICER/DIRECTOR; PRESIDENT; VICE-PRESIDENT | — |
| OTTO DOLORES ROSE | PRESIDENT | — |
| STEPP KATHLEEN | PRESIDENT | — |
| EATON KENNETH JOSEPH | MANAGING PRINCIPAL; PRESIDENT/DIRECTOR | — |
| GRANTHAM LARISSA KRISTINE | PRINCIPAL ADVISOR | — |
| GUERICH AMY MARIE | CLIENT EXPERIENCE MANAGER; SECRETARY/TREASURER/DIRECTOR | — |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| — | — | 2 | 9132266887 |
| — | — | 2 | 9132266887 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/107999/brochure
- Similar advisers: https://search.stillhousedata.com/firm/107999/similar
- Related entities: https://search.stillhousedata.com/firm/107999/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/107999

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.