# PIMCO SPECIALTY MARKETS LLC

PIMCO SPECIALTY MARKETS LLC of WESTPORT, CT is an SEC-registered investment adviser.

## Registration

- CRD: 108056
- Type: SEC-registered investment adviser
- SEC file number: 801-57842
- Location: 55 GREENS FARMS ROAD, WESTPORT, CT, 06881-5160
- Phone: (888) 500-2450
- Latest filing: 2005-03-30
- Regulatory AUM: $1.5B
- Discretionary AUM: $1.5B
- Clients: 11
- Accounts: 10

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| [MARKS DAVID PAUL](https://search.stillhousedata.com/person/741278) | MANAGING DIRECTOR | — |
| [HARRIS JAY RICHARD](https://search.stillhousedata.com/person/743330) | MANAGING DIRECTOR; MANAGING DIRECTOR, EXECUTIVE COMMITTEE MEMBER | — |
| [CLARK DOUGLAS MICHAEL](https://search.stillhousedata.com/person/750100) | MANAGING DIRECTOR, EXECUTIVE COMMITTEE MEMBER | — |
| [SHAFFER LISA JANE](https://search.stillhousedata.com/person/751974) | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER | — |
| [ANTIOCO TAMARA ALEXANDRA](https://search.stillhousedata.com/person/781564) | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/108056/brochure
- Similar advisers: https://search.stillhousedata.com/firm/108056/similar
- Related entities: https://search.stillhousedata.com/firm/108056/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/108056

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.