# SHAMROCK ASSET MANAGEMENT LLC

SHAMROCK ASSET MANAGEMENT LLC of DALLAS, TX is an SEC-registered investment adviser.

## Registration

- CRD: 108125
- Type: SEC-registered investment adviser
- SEC file number: 801-54702
- Location: 14643 DALLAS PARKWAY, SUITE 570, DALLAS, TX, 75254-8857
- Phone: 214-265-9400
- Latest filing: 2019-08-21
- Regulatory AUM: $177.4M
- Discretionary AUM: $177.4M
- Clients: 5
- Accounts: 413

## Officers, owners & control persons (12)

| Name | Role | Location |
| --- | --- | --- |
| GOYNE THOMAS CARROLL | MANAGING DIRECTOR MEMBER OF BOARD OF MANAGERS | — |
| LEWIS JAMES WILLIAM | CHAIRMAN; CHAIRMAN OF BOARD OF MANAGERS; MEMBER (+1 more) | — |
| TINDALL JOHN ROLATER | MANAGING DIRECTOR MEMBER BOARD OF MANAGERS | — |
| FORTIER MICHAEL ROBERT | MEMBER BOARD OF MANAGERS; SECRETARY/TREASURER | — |
| MIX MARY PARKS | CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR; MANAGING DIRECTOR; MANAGING DIRECTOR/CCO | — |
| KOCH KYLE MICHAEL | CHIEF COMPLIANCE OFFICER | — |
| BIRCH WILLIAM DUNHAM | MEMBER; MEMBER OF BOARD OF MANAGERS | — |
| WASHATKA DANIELLE MARIE | CHIEF COMPLIANCE OFFICER/V.P. OF OPERATIONS | — |
| CALDWELL KEVIN LEE | MANAGING DIRECTOR & CEO; MANAGING DIRECTOR, CEO & CHIEF INVESTMENT OFFICER | — |
| ADAMS ANDREW ANTHONY | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; MANAGING DIRECTOR & CHIEF MARKETING OFFICER | — |
| ADAMS MARY | MANAGING DIRECTOR | — |
| FJORDBAK EDWARD MERLIN | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/108125/brochure
- Similar advisers: https://search.stillhousedata.com/firm/108125/similar
- Related entities: https://search.stillhousedata.com/firm/108125/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/108125

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.