# EMBREE FINANCIAL GROUP

EMBREE FINANCIAL GROUP of CHICAGO, IL is an SEC-registered investment adviser.

## Registration

- CRD: 108233
- Type: SEC-registered investment adviser
- SEC file number: 801-63489
- Location: 440 N WELLS ST, SUITE 530, CHICAGO, IL, 60654
- Phone: 312-527-5565
- Latest filing: 2026-02-13
- Regulatory AUM: $2.6B
- Discretionary AUM: $2.6B
- Non-discretionary AUM: $8.5M
- Clients: 19
- Accounts: 2,378

## Business model

- Compensation: % of AUM, Hourly, Fixed, Performance
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Corporations

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| Samantha Davidson | CHIEF COMPLIANCE OFFICER | Boston, MA |
| Paul Moody Embree | CEO | — |
| EMBREE PAUL MOODY | CEO; CHIEF COMPLIANCE OFFICER; PRESIDENT | — |
| KARABAS JAMES J | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (5)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2021-07-26 | regulatory | EMBREE FINANCIAL GROUP WAS REQUIRED TO FILE ITS INITIAL FORM CRS WITH THE COMMISSION AS PART 3 OF ITS FORM ADV AND TO BEGIN DELIVERING ITS FORM CRS TO PROSPECTIVE AND NEW RETAIL INVESTOR CLIENTS, AS APPLICABLE, BY JUNE 30, 2020. EMBREE FINANCIAL GROUP WAS FURTHER REQUIRED TO DELIVER ITS FORM CRS TO… | Final | $94K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/108233/brochure
- Similar advisers: https://search.stillhousedata.com/firm/108233/similar
- Related entities: https://search.stillhousedata.com/firm/108233/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/108233

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.