# COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC of BOSTON, MA is an SEC-registered investment adviser.

## Registration

- CRD: 108257
- Type: SEC-registered investment adviser
- SEC file number: 801-25943
- Location: 290 CONGRESS STREET, BOSTON, MA, 02210
- Phone: 800-225-2365
- Latest filing: 2026-05-28
- Regulatory AUM: $502.4B
- Discretionary AUM: $501.4B
- Non-discretionary AUM: $1.0B
- Clients: 914
- Accounts: 8,288

## Business model

- Compensation: % of AUM, Fixed, Performance
- Clients served: High net worth, Pooled vehicles, Charities, Investment cos, Other

## Officers, owners & control persons (66)

_Showing 25 of 66 people._

| Name | Role | Location |
| --- | --- | --- |
| Bradley Calvin Scott | CHIEF COMPLIANCE OFFICER | Rochester, NY |
| William Frederick Truscott | CHAIRMAN OF THE BOARD AND PRESIDENT | — |
| Lee A Faria | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| Michael Gerald Clarke | MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND NORTH AMERICA HEAD OF OPERATIONS AND INVESTOR SERVICES | — |
| Brian Michael Engelking | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | — |
| Gene Richard Tannuzzo | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | — |
| Michael E Defao | VICE PRESIDENT, CHIEF LEGAL OFFICER AND ASSISTANT SECRETARY; VICE PRESIDENT, CHIEF LEGAL OFFICER, AND ASSISTANT SECRETARY | — |
| Francine Asselta | VICE PRESIDENT AND HEAD OF NORTH AMERICA INSTITUTIONAL; VICE PRESIDENT AND HEAD OF NORTH AMERICA INSTITUTIONAL DISTRIBUTION | — |
| Joshua Barry Kutin | HEAD OF MULTI-ASSET SOLUTIONS, NORTH AMERICA | — |
| Matt M Waldner | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | — |
| Nicolas J Janvier | HEAD OF EQUITIES, NORTH AMERICA | — |
| Melda Mergen | MANAGING DIRECTOR AND GLOBAL HEAD OF EQUITIES | — |
| RIVERA DANIEL JAMES | DIRECTOR; DIRECTOR, CHAIRMAN OF THE BOARD | — |
| JONES STEPHEN ANTHONY | DIRECTOR AND PRESIDENT; MEMBER, BOARD OF GOVERNORS, AND PRESIDENT | — |
| BROWN DEANNA ANN | SENIOR VICE PRESIDENT-INTERMEDIARY DISTRIBUTION ASSET MANAGEMENT | — |
| MEYER SHAWNA RAE | SENIOR VICE PRESIDENT | — |
| ANDERSON TIMOTHY JON | DIRECTOR, CHAIRMAN OF THE BOARD | — |
| TRUSCOTT WILLIAM FREDERICK | CHAIRMAN OF THE BOARD; CHAIRMAN OF THE BOARD AND PRESIDENT; CHIEF INVESTMENT OFFICER (+3 more) | — |
| KEELEY MICHELLE MARIE | DIRECTOR; DIRECTOR, EXECUTIVE VICE PRESIDENT - EQUITY AND FIXED INCOME; DIRECTOR, SENIOR VICE PRESIDENT - FIXED INCOME | — |
| GALLUS PETER ARTHUR | DIRECTOR, CHIEF OPERATING OFFICER; SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER | — |
| MCGRANE BRIAN JOSEPH | CHIEF FINANCIAL OFFICER; DIRECTOR, SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER; DIRECTOR, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER (+3 more) | — |
| KEATING CHRISTOPHER PAUL | DIRECTOR, VICE PRESIDENT AND HEAD OF INSTITUTIONAL SALES, CLIENT SERVICE AND CONSULTANT RELATIONSHIPS; VICE PRESIDENT AND HEAD OF INSTITUTIONAL SALES, CLIENT SERVICE AND CONSULTANT RELATIONSHIPS | — |
| PLUMMER SCOTT ROANE | CHIEF LEGAL OFFICER; CHIEF LEGAL OFFICER AND ASSISTANT SECRETARY; SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER (+3 more) | — |
| LAMMERS JENNIFER DAVIS | CHIEF COMPLIANCE OFFICER | — |
| BANNIGAN PATRICK THOMAS | DIRECTOR AND SENIOR VICE PRESIDENT-ASSET MANAGEMENT, PRODUCTS AND MARKETING; SENIOR VICE PRESIDENT-ASSET MANAGEMENT, PRODUCTS AND MARKETING GROUP | — |


## Private funds (12)

Mix: Hedge Fund 3 · Other Private Fund 8 · Securitized Asset Fund 1

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| SELIGMAN TECH SPECTRUM OFFSHORE FUND | Hedge Fund | Cayman Islands | 82 | $1.9B | $1.0M |
| SELIGMAN TECH SPECTRUM (MASTER) FUND | Hedge Fund | Cayman Islands | 272 | $970.0M | $1.0M |
| COLUMBIA STRATEGIC INCOME PRIVATE FUND, LLC | Other Private Fund | Delaware | 6 | $654.8M | $1.0M |
| SELIGMAN HEALTHCARE SPECTRUM (MASTER) FUND | Hedge Fund | Cayman Islands | 24 | $588.2M | $1.0M |
| COLUMBIA PYRFORD INTERNATIONAL STOCK PRIVATE FUND, LLC | Other Private Fund | Delaware | 2 | $484.3M | $5.0M |
| SOUTH LASALLE INTERNATIONAL EQUITIES TRUST | Other Private Fund | Delaware | 9 | $318.9M | $1.0M |
| MULTI-MANAGER SOLUTIONS U.S LARGE CAP PRIVATE FUND, LLC | Other Private Fund | Delaware | 6 | $145.0M | $1.0M |
| COLUMBIA SOLUTIONS CATHOLIC VALUES INTERMEDIATE BOND PRIVATE FUND, LLC | Other Private Fund | Delaware | 6 | $75.1M | $1.0M |
| COLUMBIA U.S. CONTRARIAN CORE EQUITY PRIVATE FUND, LLC | Other Private Fund | Delaware | 2 | $51.3M | $1.0M |
| COLUMBIA INTEGRATED SMALL AND MID CAP PRIVATE FUND, LLC | Other Private Fund | Delaware | 3 | $28.0M | $5.0M |
| COLUMBIA INSTITUTIONAL HIGH YIELD FIXED INCOME PRIVATE FUND, LLC | Other Private Fund | Delaware | 4 | $17.2M | $1.0M |
| ARIEL CBO | Securitized Asset Fund | Cayman Islands | 3 | $781K | $1.0M |


## Branch offices (9)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| MINNEAPOLIS | MN | 93 | 612-678-1762 |
| NEW YORK | NY | 46 | 1-800-225-2365 |
| MENLO PARK | CA | 13 | 650-833-4505 |
| LAKE OSWEGO | OR | 13 | 1-800-225-2365 |
| EL SEGUNDO | CA | 12 | 310-744-2422 |
| EL SEGUNDO | CA | 12 | 310-744-2422 |
| CHICAGO | IL | 11 | 8002252365 |
| CHARLOTTE | NC | 1 | (000)-000-000 |
| CHARLOTTE | NC | 1 | (000)-000-000 |


## Fund service providers (4)

- custodian: SELIGMAN HEALTHCARE SPECTRUM FUND LLC
- custodian: SELIGMAN HEALTHCARE SPECTRUM OFFSHORE FUND
- custodian: SELIGMAN TECH SPECTRUM FUND
- custodian: SELIGMAN TECH SPECTRUM FUND LLC

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/108257/brochure
- Similar advisers: https://search.stillhousedata.com/firm/108257/similar
- Related entities: https://search.stillhousedata.com/firm/108257/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/108257

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.