# AFFINITY INVESTMENT ADVISORS, LLC

AFFINITY INVESTMENT ADVISORS, LLC of NEWPORT BEACH, CA is an SEC-registered investment adviser.

## Registration

- CRD: 108278
- Type: SEC-registered investment adviser
- SEC file number: 801-42015
- Location: 5140 BIRCH STREET, SUITE 300, NEWPORT BEACH, CA, 92660
- Phone: 949-660-6373
- Latest filing: 2026-03-27
- Regulatory AUM: $1.2B
- Discretionary AUM: $1.2B
- Non-discretionary AUM: $3.0M
- Clients: 6
- Accounts: 69

## Business model

- Compensation: % of AUM, Fixed
- Clients served: High net worth, Pooled vehicles, Charities, Other

## Officers, owners & control persons (17)

| Name | Role | Location |
| --- | --- | --- |
| Gregory Robert Lai | CEO/MEMBER; TRUSTEE | — |
| Joshua Nmn Katz | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, MANAGER OF INVESTMENT OPERATIONS | — |
| Cindy Fong Lai | TRUSTEE | — |
| LAI GREGORY ROBERT | CEO/MEMBER; PRESIDENT; PRESIDENT/MEMBER (+1 more) | — |
| RANDOLPH JEFFREY LAWRENCE | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER; CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/MEMBER; INDIRECT MEMBER | — |
| CAPALBO RICHARD JOSEPH | CEO; MEMBER; OWNER | — |
| HAGENBUCH RODNEY D | MEMBER; OWNER | — |
| KATZ SUSAN NMN | CHIEF COMPLIANCE OFFICER, MANAGER OF INVESTMENT OPERATIONS | — |
| FLORIANI JORDAN MELISSA | VICE PRESIDENT | — |
| PETRINO MICHAEL ANTHONY | MANAGING DIRECTOR | — |
| PELENSKY STEPHEN WALTER | MANAGING DIRECTOR | — |
| LAI GREGORY | PRESIDENT | — |
| MOSES STEPHEN WAYNE | VICE PRESIDENT | — |
| LAI GARY GUM BEW | DIRECTOR | — |
| VENABLE ROBERT STEPHEN | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFIER | — |
| LING DANIEL TAI YIN | VICE PRESIDENT | — |
| Lai Cindy Fong | TRUSTEE | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/108278/brochure
- Similar advisers: https://search.stillhousedata.com/firm/108278/similar
- Related entities: https://search.stillhousedata.com/firm/108278/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/108278

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.