# FINANCIAL MANAGEMENT, INC.

FINANCIAL MANAGEMENT, INC. of LITTLE ROCK, AR is an SEC-registered investment adviser.

## Registration

- CRD: 108350
- Type: SEC-registered investment adviser
- SEC file number: 801-126707
- Location: 4007 N. RODNEY PARHAM ROAD, LITTLE ROCK, AR, 72212
- Phone: 501-227-7400
- Latest filing: 2026-04-24
- Regulatory AUM: $224.5M
- Discretionary AUM: $223.9M
- Non-discretionary AUM: $593K
- Clients: 6
- Accounts: 392

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Other

## Officers, owners & control persons (15)

| Name | Role | Location |
| --- | --- | --- |
| Harold Franklin Grubbs | PRESIDENT; PRESIDENT/ CIO | — |
| Jessica Lynne Wallace | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/ VICE PRESIDENT; CHIEF COMPLIANCE OFFICER/VICE PRESIDENT/CHIEF OPERATING OFFICER | — |
| Joseph Parrott Bumpers | CHIEF FINANCIAL OFFICER | — |
| Damon Christian Meyer | CHIEF EXECUTIVE OFFICER | — |
| Timothy Alan Coon | CHIEF FINANCIAL OFFICER | — |
| BOLING CHARLES HERBERT | PRESIDENT/DIRECTOR | — |
| GRUBBS HAROLD FRANKLIN | CHAIRMAN/DIRECTOR; CHIEF COMPLIANCE OFFICER; PRESIDENT (+2 more) | — |
| ROGERS SUSAN GERALDINE | SECRETARY/TREASURER; VICE PRESIDENT/SECRETARY | — |
| GRUBBS CYNTHIA L | VICE PRESIDENT | — |
| GRUBBS BRANDON HEATH | CHIEF INVESTMENT OFFICER; VICE PRESIDENT | — |
| BUMPERS JOSEPH PARROTT | CHIEF FINANCIAL OFFICER | — |
| WALLACE JESSICA LYNNE | CHIEF COMPLIANCE OFFICER | — |
| CLAY DENNIS CHARLES | CHIEF EXECUTIVE OFFICER | — |
| James John Stockton | CHIEF INVESTMENT OFFICER | — |
| Joseph Michael Perrone | CHIEF INVESTMENT OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/108350/brochure
- Similar advisers: https://search.stillhousedata.com/firm/108350/similar
- Related entities: https://search.stillhousedata.com/firm/108350/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/108350

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.