# WILLIAM HARRIS INVESTORS, INC.

WILLIAM HARRIS INVESTORS, INC. of CHICAGO, IL is an SEC-registered investment adviser.

## Registration

- CRD: 108353
- Type: SEC-registered investment adviser
- SEC file number: 801-29805
- Location: 191 N WACKER DRIVE, SUITE 1500, CHICAGO, IL, 60606-1899
- Phone: 312-621-0590
- Latest filing: 2017-03-21
- Regulatory AUM: $1.6B
- Discretionary AUM: $1.6B
- Non-discretionary AUM: $25.6M
- Clients: 38
- Accounts: 419

## Officers, owners & control persons (25)

| Name | Role | Location |
| --- | --- | --- |
| [POLSKY JACK R](https://search.stillhousedata.com/person/728947) | CEO, TRUSTEE; CHAIRMAN, CEO, PRESIDENT,TRUSTEE: VIRGINIA POLSKY TRUST,ROXANNE FRANK TRUST & GRANDCHILDRENS TRUST, IBH CGG-GST TRUST; CHAIRMAN, CEO, TRUSTEE (+7 more) | — |
| [RESNICK MICHAEL SETH](https://search.stillhousedata.com/person/728949) | EXECUTIVE VP, SECRETARY, TRUSTEE; EXECUTIVE VP, SECRETARY, TRUSTEE: VHP GRANDCHILDREN TRUST; SECRETARY, TRUSTEE | — |
| [NEUMAYER GARY JAMES](https://search.stillhousedata.com/person/728950) | TREASURER & CHIEF COMPLIANCE OFFICER; TREASURER & COMPLIANCE OFFICER | — |
| [HARRIS WILLIAM WOLPERT](https://search.stillhousedata.com/person/728951) | SHAREHOLDER TRUSTEE; SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST | — |
| [FRANK ROXANNE HARRIS](https://search.stillhousedata.com/person/728952) | SHAREHOLDER TRUSTEE: ROXANNE H FRANK TRUST; TRUSTEE: ROXANNE H FRANK TRUST | — |
| [POLSKY VIRGINIA HARRIS](https://search.stillhousedata.com/person/728953) | SHAREHOLDER TRUSTEE: VIRGINIA H POLSKY TRUST; TRUSTEE: VIRGINIA H POLSKY TRUST | — |
| [HARRIS ROBERTA HEILBRUN](https://search.stillhousedata.com/person/728954) | SHAREHOLDER TRUSTEE; SHAREHOLDER TRUSTEE: BENJAMIN 92 FAMILY TRUST, IBH GGC-GST TRUST; SHAREHOLDER TRUSTEE: BENJAMIN FAMILY TRUST; DAVID FAMILY TRUST (+4 more) | — |
| [LLOYD BOARDMAN NMN](https://search.stillhousedata.com/person/728955) | SHAREHOLDER TRUSTEE; SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST; BENJAMIN FAMILY TRUST; DAVID FAMILY TRUST; SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST, DAVID 92 FAMILY TRUST | — |
| [HARRIS DAVID BROOKS](https://search.stillhousedata.com/person/728956) | DIRECTOR, TRUSTEE; SHAREHOLDER TRUSTEE; SHAREHOLDER TRUSTEE: DAVID 92 FAMILY TRUST (+3 more) | — |
| [KAHN JEROME NMN](https://search.stillhousedata.com/person/728957) | SHAREHOLDER TRUSTEE: VHP GRANDCHILDREN TRUST; SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST; VIRGINIA H POLSKY TRUST; BENJAMIN FAMILY TRUST; DAVID FAMILY TRUST | — |
| [MCQUINN MICHAEL CHRISTOPHER](https://search.stillhousedata.com/person/728958) | SHAREHOLDER TRUSTEE: ROXANNE FRANK GRANDCHILDREN TRUST; SHAREHOLDER TRUSTEE: ROXANNE FRANK GRANKCHILDREN TRUST; SHAREHOLDER TRUSTEE: VHP GRANDCHILDREN TRUST, RHF GC TRUST (+2 more) | — |
| [MEYER DANIEL HARRIS](https://search.stillhousedata.com/person/728959) | SHAREHOLDER TRUSTEE: IBH GGC-GST TRUST; TRUSTEE: IBH GGC-GST TRUST | — |
| [NOVICK DAVID TODD](https://search.stillhousedata.com/person/728960) | CHIEF OPERATING OFFICER,VP,GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER; VP & GENERAL COUNSEL | — |
| [LANGSAM ADAM BLAKE](https://search.stillhousedata.com/person/742584) | SENIOR VICE PRESIDENT/CHIEF OPERATING OFFICER | — |
| [HARRIS HILARY GRAND](https://search.stillhousedata.com/person/771057) | SHAREHOLDER TRUSTEE: BENJAMIN 92 FAMILY TRUST | — |
| [WOLF ANN MARIE C](https://search.stillhousedata.com/person/771058) | TREASURER; VICE PRESIDENT, TREASURER | — |
| [BASSEWITZ MARC D](https://search.stillhousedata.com/person/771059) | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER; VICE PRESIDENT AND GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER; VICE PRESIDENT, GENERAL COUNSEL, SECRETARY/CHIEF COMPLIANCE OFFICER | — |
| [POLSKY CHARLES V](https://search.stillhousedata.com/person/771060) | DIRECTOR; DIRECTOR, CEO, PRESIDENT; TRUSTEE: CHARLES POLSKY INV TRUST, IBH GGC-GST TRUST; DIRECTOR, SENIOR VICE PRESIDENT;TRUSTEE: CHARLES POLSKY INV TRUST (+1 more) | — |
| [FRANK ROXANNE H](https://search.stillhousedata.com/person/778328) | SHAREHOLDER TRUSTEE | — |
| [POLSKY VIRGINIA H](https://search.stillhousedata.com/person/778329) | SHAREHOLDER TRUSTEE | — |
| [HARRIS ROBERTA H](https://search.stillhousedata.com/person/778330) | SHAREHOLDER TRUSTEE | — |
| [KAHN JEROME](https://search.stillhousedata.com/person/805615) | SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST; VIRGINIA H POLSKY TRUST; BENJAMIN FAMILY TRUST; DAVID FAMILY TRUST | — |
| [MEYER DANIEL H](https://search.stillhousedata.com/person/805616) | SHAREHOLDER TRUSTEE: IBH GGC-GST TRUST | — |
| [GRABER JONATHAN](https://search.stillhousedata.com/person/833827) | SHAREHOLDER TRUSTEE: VHP GRANDCHILDREN TRUST, RHF GC TRUST; TRUSTEE: VHP GRANDCHILDREN TRUST, RHF GC TRUST | — |
| [STEPHENS MARY BETH](https://search.stillhousedata.com/person/837001) | TRUSTEE: ROXANNE H. FRANK TRUST | — |


## Private funds (19)

Mix: Hedge Fund 4 · Private Equity Fund 9 · Real Estate Fund 6

_Showing 15 of 19 funds by gross asset value._

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| WHI MULTI-STRATEGY FUND LLC | Hedge Fund | — | 82 | $166.2M | $15K |
| WHI NFP FUND, LLC | Hedge Fund | — | 11 | $100.8M | $50K |
| WHI EQUITY MANAGERS FUND LLC | Hedge Fund | — | 58 | $69.0M | $10K |
| WHI PRIVATE EQUITY MANAGERS FUND III, L.P. | Private Equity Fund | — | 34 | $24.2M | $45K |
| WHI PRIVATE EQUITY MANAGERS FUND IV, L.P. | Private Equity Fund | — | 56 | $19.4M | $60K |
| WHI FIXED INCOME FUND III, L.P. | Private Equity Fund | — | 46 | $18.8M | $65K |
| HARRIS FAMILY REP | Real Estate Fund | — | 31 | $15.7M | $150K |
| WHI SPECIAL INVESTMENTS, LLC | Hedge Fund | — | 19 | $11.6M | $100K |
| HARRIS FAMILY REP-PF | Real Estate Fund | — | 8 | $11.3M | $150K |
| WHI PRIVATE EQUITY MANAGERS FUND II, L.P. | Private Equity Fund | — | 44 | $8.2M | $30K |
| WHI REALTY FUND III, L.P. | Real Estate Fund | — | 49 | $7.0M | $20K |
| WHI PRIVATE EQUITY MANAGERS FUND, LLC | Private Equity Fund | — | 47 | $6.5M | $80K |
| WHI REALTY FUND, LLC | Real Estate Fund | — | 53 | $5.7M | $10K |
| WHI MORULA FUND II, L.P. | Private Equity Fund | — | 52 | $4.8M | $30K |
| WHI REALTY FUND II, L.P. | Real Estate Fund | — | 46 | $1.9M | $10K |


## Fund service providers (1)

- administrator: SS&C TECHNOLOGIES, INC. — 19 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/108353/brochure
- Similar advisers: https://search.stillhousedata.com/firm/108353/similar
- Related entities: https://search.stillhousedata.com/firm/108353/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/108353

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.