# THOMAS J. HERZFELD ADVISORS, INC.

THOMAS J. HERZFELD ADVISORS, INC. of MIAMI BEACH, FL is an SEC-registered investment adviser.

## Registration

- CRD: 108369
- Type: SEC-registered investment adviser
- SEC file number: 801-20866
- Location: 119 WASHINGTON AVENUE, SUITE 504, MIAMI BEACH, FL, 33139
- Phone: 305-777-1660
- Latest filing: 2026-03-31
- Regulatory AUM: $890.4M
- Discretionary AUM: $870.4M
- Non-discretionary AUM: $20.1M
- Clients: 15
- Accounts: 349

## Business model

- Compensation: % of AUM, Performance, Other
- Clients served: High net worth, Pooled vehicles, Investment cos, Other

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| Thomas Jay Herzfeld | CHAIRMAN AND SOLE DIRECTOR | — |
| Erik Mervin Herzfeld | PRESIDENT, SECRETARY, TREASURER | — |
| Thomas Kenneth Morgan | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | — |
| MORGAN DAVID KENNETH | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | — |
| GONDOR CECILIA LAURA | EXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT/CCO; EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| HERZFELD THOMAS JAY | CHAIRMAN AND SOLE DIRECTOR; PRESIDENT/SECRETARY/TREASURER/SOLE DIRECTOR; PRESIDENT/SECRETARY/TREASURER/SOLE DIRECTOR/CHIEF COMPLIANCE OFFICER | — |
| HERZFELD ERIK MERVIN | HEAD OF ALTERNATIVE STRATEGIES; MANAGING DIRECTOR; PRESIDENT, SECRETARY, TREASURER | — |
| LEE REANNA JANE MORAN | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/108369/brochure
- Similar advisers: https://search.stillhousedata.com/firm/108369/similar
- Related entities: https://search.stillhousedata.com/firm/108369/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/108369

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.