# POLEN CAPITAL CREDIT, LLC

POLEN CAPITAL CREDIT, LLC of WALTHAM, MA is an SEC-registered investment adviser.

## Registration

- CRD: 108468
- Type: SEC-registered investment adviser
- SEC file number: 801-55001
- Location: 1075 MAIN STREET, SUITE 320, WALTHAM, MA, 02451
- Phone: 781-283-8500
- Latest filing: 2026-05-04
- Regulatory AUM: $6.1B
- Discretionary AUM: $6.1B
- Clients: 46
- Accounts: 44

## Business model

- Compensation: % of AUM, Fixed, Performance
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (20)

| Name | Role | Location |
| --- | --- | --- |
| Brian David Goldberg | SECRETARY | — |
| Stanley Charles Moss | CHIEF EXECUTIVE OFFICER; TRUSTEE | — |
| Daniel Adam Davidowitz | TRUSTEE | — |
| Joshua Liam Mccarthy | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | — |
| MOSS MATTHEW CHARLES | CHIEF EXECUTIVE OFFICER; TRUSTEE | — |
| BREAZZANO DAVID JOHN | ELECTED MANAGER/PRESIDENT; MANAGER/PRESIDENT; MEMBER, CLASS A UNITS (+2 more) | — |
| MENCHER JUDY KAREN | PRINCIPAL; PRINCIPAL/MANAGING MEMBER | — |
| SCHNIPPER CLAYTON WENDY | GENERAL COUNSEL | — |
| HARMETZ DANIEL G | NON-MEMBER, NON-VOTING HOLDER OF ECONOMIC INTEREST | — |
| RUSSELL IV JOHN J | CHIEF FINANCIAL OFFICER; HEAD OF FINANCE | — |
| FORRESTER MICHAEL ANDREW | CHIEF OPERATING OFFICER | — |
| MCCARTHY JOSHUA LIAM | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL; CHIEF LEGAL OFFICER | — |
| GOOLGASIAN JR DAVID L | PORTFOLIO MANAGER; PRINCIPAL/PORTFOLIO MANAGER | — |
| HOCKETT ROBERT LEE | PRINCIPAL | — |
| DAVIDOWITZ DANIEL ADAM | LIMITED PARTNER; MEMBER; TRUSTEE | — |
| FICKLIN DAMON ANSON | MANAGER | — |
| RANALDI ANTHONY MICHAEL | PORTFOLIO MANAGER/EXECUTIVE VICE PRESIDENT; PORTFOLIO MANAGER/EXECUTIVE VICE PRESIDENT/TRUSTEE OF THE ANTHONY M. RANALDI REVOCABLE TRUST; PRINCIPAL/PORTFOLIO MANAGER (+3 more) | — |
| WAGENKNECHT THEODORE H | PRINCIPAL/PORTFOLIO MANAGER | — |
| DALY JOSEPH J | CHIEF FINANCIAL OFFICER | — |
| O'CONNOR JOHN F | HEAD OF BUSINESS DEVELOPMENT AND CLIENT SERVICE/SENIOR VICE PRESIDENT; HEAD OF BUSINESS DEVELOPMENT AND CLIENT SERVICES/SENIOR VICE PRESIDENT | — |


## Private funds (3)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| POLEN CAPITAL FUNDS, LLC - POLEN CAPITAL OPPORTUNISTIC HIGH YIELD FUND | Other Private Fund | Delaware | 7 | $142.5M | $2.5M |
| POLEN CAPITAL CLO EQUITY PARTNERS FUND LP | Other Private Fund | Cayman Islands | 12 | $63.8M | $1.0M |
| POLEN CAPITAL CLO EMPLOYEE HOLDINGS, LLC | Other Private Fund | Delaware | 42 | $24.2M | $25K |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| LONDON | — | 4 | 44 20 8057 045 |
| BOCA RATON | FL | 2 | 5612412425 |


## Fund service providers (1)

- custodian: POLEN CAPITAL CLO EMPLOYEE HOLDINGS, LLC

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/108468/brochure
- Similar advisers: https://search.stillhousedata.com/firm/108468/similar
- Related entities: https://search.stillhousedata.com/firm/108468/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/108468

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.