# AFAM CAPITAL, INC.

AFAM CAPITAL, INC. of AUSTIN, TX is an SEC-registered investment adviser.

## Registration

- CRD: 108517
- Type: SEC-registered investment adviser
- SEC file number: 801-30528
- Location: 12117 FM 2244, BUILDING 3, SUITE 170, AUSTIN, TX, 78738
- Phone: 512-354-7041
- Latest filing: 2018-05-30
- Regulatory AUM: $950.9M
- Discretionary AUM: $950.9M
- Clients: 11
- Accounts: 935

## Officers, owners & control persons (20)

| Name | Role | Location |
| --- | --- | --- |
| MONTGOMERY JEFFREY ALAN | CEO; CEO/CFO; CHIEF EXECUTIVE OFFICER (+1 more) | — |
| BUETOW GERALD WILLIAM | CIO; SENIOR ADVISOR | — |
| MORALES KURT EMMANUEL | CHIEF FINANCIAL OFFICER; SENIOR CONTROLLER | — |
| SAMSON STEVEN RICHARD | CHIEF OPERATING OFFICER | — |
| DAWKINS KENNETH EUGENE | DIRECTOR; SHAREHOLDER | — |
| BUCKINGHAM JOHN | CEO AND CIO; CHIEF INVESTMENT OFFICER; CIO (+2 more) | — |
| PECK DIANE MARILYN | CHIEF COMPLIANCE OFFICER/CFO; CHIEF FINANCIAL OFFICER | — |
| LAHTI JOSEPH JOHN | DIRECTOR | — |
| HOY SUSANNE M | SHAREHOLDER | — |
| BALDWIN VICTORIA | SHAREHOLDER | — |
| NOBLE KEVIN ARTHUR | DIRECTOR | — |
| OSTERBERG PAUL ROGER | CHIEF MARKETING OFFICER; COO | — |
| MATTSON DUANE ROBERT | CHIEF COMPLIANCE OFFICER | — |
| STILP COBY JAY | CHIEF FINANCIAL OFFICER | — |
| FRANK ALFRED | CHIEF INVESTMENT STRATEGIST; DIRECTOR | — |
| DLUGOSCH JAMES JOSEPH | PRESIDENT; SHAREHOLDER | — |
| WILLMORE ELIZABETH MAGDALENA | CHIEF COMPLIANCE OFFICER | — |
| SCIARAFFIA VITO ANTONIO | CHIEF INVESTMENT OFFICER; CIO | — |
| HARE ERIC RASMUSSEN | COO; PRESIDENT | — |
| MENDOZA CYNTHIA MARIEL | VP, OPERATIONS AND CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/108517/brochure
- Similar advisers: https://search.stillhousedata.com/firm/108517/similar
- Related entities: https://search.stillhousedata.com/firm/108517/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/108517

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
