# LEGACY WEALTH MANAGEMENT INC

LEGACY WEALTH MANAGEMENT INC of MEMPHIS, TN is an SEC-registered investment adviser.

## Registration

- CRD: 108619
- Type: SEC-registered investment adviser
- SEC file number: 801-18073
- Location: 1715 AARON BRENNER DR., SUITE 301, MEMPHIS, TN, 38120-1443
- Phone: 901-758-9006
- Latest filing: 2026-03-13
- Regulatory AUM: $2.7B
- Discretionary AUM: $2.5B
- Non-discretionary AUM: $141.0M
- Clients: 22
- Accounts: 4,667

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles

## Officers, owners & control persons (34)

_Showing 25 of 34 people._

| Name | Role | Location |
| --- | --- | --- |
| Hallie L Peyton | DIRECTOR | — |
| Cathy Ann Simmons | CHIEF COMPLIANCE OFFICER | — |
| Duncan L Miller | PRESIDENT & CEO | — |
| Lindsey Bell Mazzola | DIRECTOR OF CLIENT OPERATIONS | — |
| E Charles Jalenak | DIRECTOR | — |
| Robin Keith Sievers | MANAGING DIRECTOR | — |
| Rebecca Jeanne Rawlinson | DIRECTOR OF CLIENT SERVICE | — |
| Lawrence James Epperly | DIRECTOR OF CLIENT SERVICE | — |
| Nicholas Glenn Sowell | DIRECTOR OF FINANCIAL PLANNING | — |
| Alan Edward Vosburg | IT MANAGER | — |
| UELEKE JOHN W | CHAIRMAN & FOUNDER; CHIEF EXECUTIVE OFFICER; PRESIDENT | — |
| VOSBURG RICHARD RUSSELL | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/EXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT | — |
| PEYTON HALLIE L | DIRECTOR OF CLIENT SERVICE; DIRECTOR OF CLIENT SERVICES & BUSINESS DEVELOPEMENT; DIRECTOR OF CLIENT SERVICES & BUSINESS DEVELOPMENT (+1 more) | — |
| ISAACS JAMES J | CEO & PRESIDENT; CHAIRMAN; CHIEF OPERATIONS OFFICER (+2 more) | — |
| MILLER PAUL L | DIRECTOR CLIENT SERVICES & PORTFOLIO MANAGEMENT; MANAGING DIRECTOR OF CLIENT SERVICE; PORTFOLIO MANAGER (+1 more) | — |
| WILSON RODNEY E S | CLIENT SERVICES MANAGER | — |
| SIMMONS CATHY ANN | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/DIRECTOR CLIENT SERVICES; CHIEF COMPLIANCE OFFICER/DIRECTOR CLIENT SERVICES & FINANCIAL PLANNING (+1 more) | — |
| HOLDSWORTH STEVEN ALLEN | DIRECTOR CLIENT SERVICES & FINANCIAL PLANNING; DIRECTOR OF FINANCIAL PLANNING; MANAGING DIRECTOR | — |
| VOSBURG ALAN EDWARD | IT ADMINISTRATOR; IT MANAGER | — |
| STILL MELISSA RENEE | SR. FINANCIAL ANALYST | — |
| VOSBURG RICHARD | EXEC VICE PRESIDENT | — |
| HAIZLIP SARAH RUSSELL | VICE PRESIDENT | — |
| GARDNER GOODWIN HALL | DIRECTOR OF INVESTMENTS | — |
| DAVES HOWARD CLIFTON | CONTROLLER | — |
| PRYOR CELESTE DIANE | PORTFOLIO MANAGER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/108619/brochure
- Similar advisers: https://search.stillhousedata.com/firm/108619/similar
- Related entities: https://search.stillhousedata.com/firm/108619/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/108619

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.