# DROMS STRAUSS ADVISORS, INC.

DROMS STRAUSS ADVISORS, INC. of ST. LOUIS, MO is an SEC-registered investment adviser.

## Registration

- CRD: 108620
- Type: SEC-registered investment adviser
- SEC file number: 801-55207
- Location: 501 N LINDBERGH BOULEVARD, ST. LOUIS, MO, 63141-7844
- Phone: 314-862-9100
- Latest filing: 2026-03-17
- Regulatory AUM: $806.3M
- Discretionary AUM: $789.4M
- Non-discretionary AUM: $16.9M
- Clients: 8
- Accounts: 1,260

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth, Pensions, Charities, Other

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| Steven Norman Strauss | PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| Anthony Ziad Gennaoui | VICE PRESIDENT | — |
| Rachel Strauss Rosen | SECRETARY & TREASURER | — |
| Jason Scott Niemann | VICE PRESIDENT | — |
| DROMS WILLIAM GEORGE | CO-CHAIRMAN & CHIEF INVESTMENT OFFICER; PRESIDENT; PRESIDENT & CHIEF INVESTMENT OFFICER (+2 more) | — |
| STRAUSS STEVEN NORMAN | CHAIRMAN, PRESIDENT & CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER; CO-CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER (+1 more) | — |
| STRAUSS STEVEN N | VICE PRESIDENT | — |
| GENNAOUI ANTHONY ZIAD | VICE PRESIDENT | — |
| ROSEN RACHEL STRAUSS | SECRETARY & TREASURER | — |
| NIEMANN JASON SCOTT | WEALTH ADVISOR | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-09-09 | regulatory | ON SEPTEMBER 9, 2024, THE SEC ANNOUNCED SETTLED CHARGES AGAINST DROMS STRAUSS, WITHOUT ADMITTING OR DENYING THE FINDINGS, THAT IT FAILED TO COMPLY WITH ADVISERS ACT RULE 206(4)-1 (THE "MARKETING RULE") AND SECTION 206(4) BETWEEN NOVEMBER 4, 2022 AND JUNE 3, 2024, THERE WERE INCONSISTENCIES BETWEEN T… | Final | $85K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/108620/brochure
- Similar advisers: https://search.stillhousedata.com/firm/108620/similar
- Related entities: https://search.stillhousedata.com/firm/108620/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/108620

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.