# HIGH FALLS ADVISORS, INC.

HIGH FALLS ADVISORS, INC. of ROCHESTER, NY is an SEC-registered investment adviser.

## Registration

- CRD: 108678
- Type: SEC-registered investment adviser
- SEC file number: 801-34161
- Location: 180 SOUTH CLINTON AVE, SUITE 300, ROCHESTER, NY, 14604
- Phone: 585-935-5300
- Latest filing: 2026-03-31
- Regulatory AUM: $694.7M
- Discretionary AUM: $685.8M
- Non-discretionary AUM: $8.9M
- Clients: 17
- Accounts: 1,848

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| Kenneth Joseph Burke | PRESIDENT/CHIEF EXECUTIVE OFFICER | New York, NY |
| Jennifer Englert Vogler | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| MCBRIDE JAMES HENRY | OWNER; OWNER/MANAGING MEMBER; PRESIDENT/CEO | — |
| VOGLER JENNIFER ENGLERT | CHIEF COMPLIANCE OFFICER; VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| BURKE EDMUND JOSEPH | CHIEF FINANCIAL OFFICER/GENERAL MANAGER; PRESIDENT/CHIEF EXECUTIVE OFFICER; PRESIDENT/CHIEF FINANCIAL OFFICER | — |
| ENGLERT JAMES THOMAS | CHIEF EXECUTIVE OFFICER; EXECUTIVE VICE PRESIDENT; MEMBER/OWNER (+2 more) | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/108678/brochure
- Similar advisers: https://search.stillhousedata.com/firm/108678/similar
- Related entities: https://search.stillhousedata.com/firm/108678/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/108678

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.