# WAINWRIGHT INVESTMENT COUNSEL LLC

WAINWRIGHT INVESTMENT COUNSEL LLC of BOSTON, MA is an SEC-registered investment adviser.

## Registration

- CRD: 108711
- Type: SEC-registered investment adviser
- SEC file number: 801-56485
- Location: ONE BOSTON PLACE, 29TH FLOOR, BOSTON, MA, 02108
- Phone: 617-531-3100
- Latest filing: 2026-03-31
- Regulatory AUM: $5.5B
- Discretionary AUM: $127.1M
- Non-discretionary AUM: $5.4B
- Clients: 17
- Accounts: 214

## Business model

- Compensation: % of AUM, Fixed, Performance, Other
- Clients served: High net worth, Pooled vehicles, Pensions, Charities, Investment cos, Other

## Officers, owners & control persons (29)

_Showing 25 of 29 people._

| Name | Role | Location |
| --- | --- | --- |
| Eric Paul Bertonazzi | CHAIRMAN OF WAINWRIGHT BOARD, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | — |
| Gustavo Adolfo Aristizabal | MEMBER OF WAINWRIGHT BOARD, PRESIDENT AND CORPORATE SECRETARY | — |
| Paul George Martins | MEMBER OF WAINWRIGHT BOARD, CHIEF FINANCIAL OFFICER, CHIEF ADMINISTRATIVE OFFICER | — |
| Stephen Dalton Barrett | MEMBER OF WAINWRIGHT BOARD | — |
| Matthew Kirk Seney | CHIEF OPERATING OFFICER, DEPUTY CHIEF INVESTMENT OFFICER | — |
| Jeffrey David Fabrizio | DIRECTOR OF RESEARCH | — |
| Robert Lee Clark | OWNER | — |
| Margaret Lorene Leonard | CHIEF COMPLIANCE OFFICER | — |
| PICCIOTTO SARO JOSEPH | CHIEF EXECUTIVE OFFICER | — |
| BERTONAZZI ERIC PAUL | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER; CHAIRMAN & CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, MEMBER OF BOARD OF MANAGERS; CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, MEMBER OF BOARD OF MANAGERS (+2 more) | — |
| ARISTIZABAL GUSTAVO ADOLFO | CHIEF OPERATING OFFICER; DIRECTOR OF RESEARCH; MEMBER OF WAINWRIGHT BOARD, PRESIDENT AND CORPORATE SECRETARY (+4 more) | — |
| BUCKLEY ANNE PAUL | CHIEF ADMINISTRATIVE OFFICER; CHIEF COMPLIANCE OFFICER; COO / CCO | — |
| MARTINS PAUL GEORGE | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER; CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, MEMBER OF BOARD OF MANAGERS (+1 more) | — |
| BARRETT STEPHEN DALTON | BOARD OF MANAGERS; CEO OF H.C. WAINWRIGHT & CO., INC., BOARD MEMBER OF WAINWRIGHT INVESTMENT COUNSEL, LLC; MEMBER OF BOARD OF MANAGERS (+2 more) | — |
| MAHONEY MAXWELL JAMES | CHIEF COMPLIANCE OFFICER; V.P. LEGAL AND REGULATORY AFFAIRS, CHIEF COMPLIANCE OFFICER | — |
| CLARK ERNEST LEE | MEMBER - BOARD OF MANAGERS; OWNER; PRESIDENT OF H.C.WAINWRIGHT & CO., INC., BOARD MEMBER OF WAINWRIGHT INVESTMENT COUNSEL, LLC (+1 more) | — |
| LEONARD MARGARET LORENE | CHIEF COMPLIANCE OFFICER | — |
| TOUMPAS MARY | CHIEF COMPLIANCE OFFICER | — |
| YARDUMIAN STEPHEN ROBERT | TREASURER | — |
| CUSHING KATHARINE | MEMBER | — |
| BERTOLDI ROBERT JOSEPH | BOARD MEMBER | — |
| ZWAN BRYAN JOSEPH | SHAREHOLDER | — |
| ZACK RICHARD LEWIS | CHIEF RISK OFFICER; CHIEF RISK OFFICER & CHIEF LEGAL OFFICER; CHIEF RISK OFFICER & CHIEF LEGAL OFFICER, MEMBER OF BOARD OF MANAGERS (+1 more) | — |
| SENEY MATTHEW KIRK | CHIEF OPERATING OFFICER & DEPUTY CHIEF INVESTMENT OFFICER; CHIEF OPERATING OFFICER, DEPUTY CHIEF INVESTMENT OFFICER; DEPUTY CHIEF INVESTMENT OFFICER | — |
| FABRIZIO JEFFREY DAVID | DIRECTOR OF RESEARCH | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/108711/brochure
- Similar advisers: https://search.stillhousedata.com/firm/108711/similar
- Related entities: https://search.stillhousedata.com/firm/108711/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/108711

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.