# PACWEST FINANCIAL MANAGEMENT, INC.

PACWEST FINANCIAL MANAGEMENT, INC. of PHOENIX, AZ is an SEC-registered investment adviser.

## Registration

- CRD: 108740
- Type: SEC-registered investment adviser
- SEC file number: 801-55059
- Location: 1643 E. BETHANY HOME RD., PHOENIX, AZ, 85016
- Phone: 602-997-8882
- Latest filing: 2016-03-11
- Regulatory AUM: $225.8M
- Discretionary AUM: $225.8M
- Clients: 6
- Accounts: 442

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| Ying Lee | EXECUTIVE VICE PRESIDENT; PRESIDENT | Concord, MA |
| LAU GRACE | CHIEF EXECUTIVE OFFICER; PRESIDENT | — |
| KAUFFMAN ELLIOT CRAIG | CHIEF COMPLIANCE OFFICER | — |
| BELL CHRISTINE MARIE | CHIEF COMPLIANCE OFFICER; DIRECTOR OF OPERATIONS/COMPLIANCE SPECIALIST | — |
| REIMER JOHN ELDON | INVESTMENT ADVISOR; PORTFOLIO MANAGER/EQUITY RESEARCH | — |
| UNDERWOOD G DAVID | CHIEF INVESTMENT OFFICER; SR. PORTFOLIO MANAGER | — |
| EISENHAUER THERESE MARY | INVESTMENT ADVISOR/COMPLIANCE/DIRECTOR OF FIXED INCOME; PORTFOLIO MANAGER/COMPLIANCE/DIRECTOR OF FIXED INCOME | — |
| HENDERSON MATTHEW JAMES | INVESTMENT ADVISOR/DIRECTOR OF RESEARCH; PORTFOLIO MANAGER/DIRECTOR OF RESEARCH | — |
| LOVE ANNETTE | DIRECTOR OF OPERATIONS; DIRECTOR OF OPERATIONS/COMPLIANCE SPECIALIST | — |
| CHEN WINNIE WAN-LIN | INVESTMENT ADVISOR | — |
| LUH MAY NA | OPERATIONS MANAGER | — |
| HU JANE YUCHIN | OPERATIONS MANAGER-CA | — |
| PEARL CARTER ALLEN | PORTFOLIO MANAGER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/108740/brochure
- Similar advisers: https://search.stillhousedata.com/firm/108740/similar
- Related entities: https://search.stillhousedata.com/firm/108740/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/108740

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.