# NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.

NEW ENGLAND PROFESSIONAL PLANNING GROUP INC. of WESTERLY, RI is an SEC-registered investment adviser.

## Registration

- CRD: 108868
- Type: SEC-registered investment adviser
- SEC file number: 801-15330
- Location: 9 GRANITE STREET, WESTERLY, RI, 02891
- Phone: (401) 596-2800
- Latest filing: 2026-03-26
- Regulatory AUM: $1.3B
- Discretionary AUM: $1.2B
- Non-discretionary AUM: $71.3M
- Clients: 16
- Accounts: 2,395

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Charities

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| Malcolm Alfred Makin | GRANTOR AND TRUSTEE; PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| Joanna Elise Valentini | CHIEF OPERATING OFFICER | — |
| MAKIN MALCOLM ALFRED | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER; PRESIDENT, DIRECTOR; PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER (+1 more) | — |
| NEALON KATHLEEN ANNE | CFO, MANAGER; CHIEF FINANCIAL OFFICER, MANAGER | — |
| VALENTINI JOANNA | CHIEF FINANCIAL OFFICER | — |
| VALENTINI JOANNA ELISE | CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER | — |
| DEMBRO MICHAEL FRANCIS | CHIEF INVESTMENT OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/108868/brochure
- Similar advisers: https://search.stillhousedata.com/firm/108868/similar
- Related entities: https://search.stillhousedata.com/firm/108868/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/108868

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.