# CAPITAL ADVANTAGE, INC.

CAPITAL ADVANTAGE, INC. of WALNUT CREEK, CA is an SEC-registered investment adviser.

## Registration

- CRD: 108985
- Type: SEC-registered investment adviser
- SEC file number: 801-55896
- Location: 1855 OLYMPIC BLVD., STE 300, WALNUT CREEK, CA, 94596
- Phone: 925-299-1500
- Latest filing: 2026-03-31
- Regulatory AUM: $1.3B
- Discretionary AUM: $1.3B
- Clients: 16
- Accounts: 2,271

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth, Charities

## Officers, owners & control persons (21)

| Name | Role | Location |
| --- | --- | --- |
| Taylor Francis | DIRECTOR OF INVESTMENT MANAGEMENT; OWNER / DIRECTOR OF INVESTMENT MANAGEMENT | San Francisco, CA |
| John Sterrett Hayman | PRESIDENT; TRUSTEE | — |
| Dawnalizabeth Henke | OWNER / CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER | Walnut Creek, CA |
| Donna Lewis Zinman | SENIOR FINANCIAL ADVISOR; TRUSTEE | — |
| Colin Francis Taylor | OWNER / DIRECTOR OF INVESTMENT MANAGEMENT | — |
| Ian Ashley Castille | SENIOR FINANCIAL ADVISOR; TRUSTEE | — |
| Mark A Zinman | TRUSTEE | — |
| Nicola Longmuir | TRUSTEE | — |
| Sara Lyn Delee Castille | TRUSTEE | — |
| HAYMAN JOHN STERRETT | PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER; TRUSTEE | — |
| WILDE VICKIE LYNN | CCO; CHIEF COMPLIANCE OFFICER | — |
| HARRIS MARIAN SIMS | CCO | — |
| HENKE DAWNALIZABETH | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER; OWNER / CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER | — |
| HENKE DAWN ELIZABETH | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER | — |
| LEWIS DONNA LYNN | EXECUTIVE VICE PRESIDENT | — |
| SALE MONICA LOUISE | SECRETARY | — |
| CASTILLE IAN ASHLEY | OWNER/SENIOR FINANCIAL ADVISOR; SENIOR FINANCIAL ADVISOR; TRUSTEE | — |
| ZINMAN DONNA LEWIS | SENIOR FINANCIAL ADVISOR; TRUSTEE | — |
| ZINMAN MARK A | TRUSTEE | — |
| LONGMUIR NICOLA | TRUSTEE | — |
| CASTILLE SARA LYN DELEE | TRUSTEE | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/108985/brochure
- Similar advisers: https://search.stillhousedata.com/firm/108985/similar
- Related entities: https://search.stillhousedata.com/firm/108985/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/108985

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.