# SOVEREIGN WEALTH MANAGEMENT INC

SOVEREIGN WEALTH MANAGEMENT INC of MEMPHIS, TN is an SEC-registered investment adviser.

## Registration

- CRD: 109024
- Type: SEC-registered investment adviser
- SEC file number: 801-55667
- Location: 1000 RIDGEWAY LOOP ROAD, SUITE 103, MEMPHIS, TN, 38120
- Phone: 901-685-5050
- Latest filing: 2010-10-05
- Regulatory AUM: $301.3M
- Discretionary AUM: $202.4M
- Non-discretionary AUM: $98.9M
- Clients: 11
- Accounts: 214

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| WARWICK BENJAMIN TROY | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER, DIRECTOR & SHAREHOLDER | — |
| CARRICK BENJAMIN LANE | CHAIRMAN, CEO & PRESIDENT; CHAIRMAN, CEO, PRESIDENT, DIRECTOR & SHAREHOLDER | — |
| OSWALT JENNIFER K | CHIEF FINANCIAL OFFICER/SECRETARY; CHIEF FINANCIAL OFFICER/SECRETARY/SHAREHOLDER | — |
| DEUTSCH MICHAEL JOSEPH | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER/SHAREHOLDER; CHIEF OPERATING OFFICER/SHAREHOLDER/CHIEF COMPLIANCE OFFICER | — |
| BOBANGO JOHN | SHAREHOLDER | — |
| ABSTON FRANK NORFLEET | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER; SHAREHOLDER | — |
| STRICKLAND TRACI BLAIR | CHIEF COMPLIANCE OFFICER | — |
| DUBOISE MARY D | CHIEF COMPLIANCE OFFICER | — |
| DAVIS MARY K | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/109024/brochure
- Similar advisers: https://search.stillhousedata.com/firm/109024/similar
- Related entities: https://search.stillhousedata.com/firm/109024/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/109024

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.