# THE FINANCIAL CONCEPTS COMPANY

THE FINANCIAL CONCEPTS COMPANY is an SEC-registered investment adviser.

## Registration

- CRD: 109207
- Type: SEC-registered investment adviser
- SEC file number: 801-56524
- Phone: 847-949-9479
- Latest filing: 2003-05-27
- Regulatory AUM: $75.0M
- Non-discretionary AUM: $75.0M
- Clients: 1
- Accounts: 21

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| FALK MICHAEL SCOTT | CHIEF EXECUTIVE OFFICER | — |
| BALDWIN III BENJAMIN GEORGE | PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/109207/brochure
- Similar advisers: https://search.stillhousedata.com/firm/109207/similar
- Related entities: https://search.stillhousedata.com/firm/109207/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/109207

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.