# UBS FUND ADVISOR, L.L.C.

UBS FUND ADVISOR, L.L.C. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 109213
- Type: SEC-registered investment adviser
- SEC file number: 801-55537
- Location: 60 EAST 42ND STREET, 26TH FLOOR, NEW YORK, NY, 10165
- Phone: 212-994-7400
- Latest filing: 2022-10-03
- Regulatory AUM: $7.0B
- Discretionary AUM: $7.0B
- Clients: 6
- Accounts: 38

## Officers, owners & control persons (38)

_Showing 25 of 38 people._

| Name | Role | Location |
| --- | --- | --- |
| [AUFENANGER ROBERT FRANCIS](https://search.stillhousedata.com/person/728860) | AUTHORIZED PERSON | — |
| [MASCIS MICHAEL](https://search.stillhousedata.com/person/739224) | AUTHORIZED AGENT; N/A; VICE PRESIDENT (+1 more) | — |
| [PLUCHINO FRANK SAL](https://search.stillhousedata.com/person/739225) | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER ALTERNATIVE INVESTMENT; INTERIM (+1 more) | — |
| [ROUSSIN STEPHEN CRAIG](https://search.stillhousedata.com/person/739226) | AUTHORIZED AGENT | — |
| [LINDGREN DOUGLAS ALAN](https://search.stillhousedata.com/person/739227) | AUTHORIZED AGENT | — |
| [SIENKO JR NORMAN E](https://search.stillhousedata.com/person/739228) | AUTHORIZED AGENT | — |
| [BROUSSEAU GREGORY PAUL](https://search.stillhousedata.com/person/743623) | MANAGING DIRECTOR; MANAGING DIRECTOR OF PW ALTERNATIVE ASSET MANAGEMENT, INC.; N/A | — |
| [TANZMAN MITCHELL ALAN](https://search.stillhousedata.com/person/743624) | MANAGING DIRECTOR; MANAGING DIRECTOR OF PW ALTERNATIVE ASSET MANAGEMENT, INC.; N/A | — |
| [PERRY WILLIAM MICHAEL](https://search.stillhousedata.com/person/746586) | AUTHORIZED AGENT; VICE PRESIDENT | — |
| [TAZZA CESARE PHILIP](https://search.stillhousedata.com/person/759347) | AUTHORIZED AGENT | — |
| [SIPES RICHARD EARL](https://search.stillhousedata.com/person/763292) | AUTHORIZED AGENT | — |
| [BRAUN KAREN MARGARET](https://search.stillhousedata.com/person/781151) | CHIEF COMPLIANCE OFFICER ALTERNATIVE INVESTMENT GROUP | — |
| [THOME CHRISTOPHER WESLEY](https://search.stillhousedata.com/person/785144) | CHIEF COMPLIANCE OFFICER | — |
| [BROTMAN ERIC DAVID](https://search.stillhousedata.com/person/786178) | AUTHORIZED AGENT | — |
| [GOOS CRAIG KEITH](https://search.stillhousedata.com/person/786179) | AUTHORIZED AGENT | — |
| [SMITH SCOTT GERARD](https://search.stillhousedata.com/person/789883) | VICE PRESIDENT | — |
| [MCWALTERS RICHARD WILLIAM](https://search.stillhousedata.com/person/792368) | V.P. OF PW ALTERNATIVE ASSET MANAGEMENT, INC. | — |
| [TREACY KEVIN JOSEPH](https://search.stillhousedata.com/person/792369) | V.P. OF PW ALTERNATIVE ASSET MANAGEMENT, INC. | — |
| [RUBIN LINA](https://search.stillhousedata.com/person/794878) | AUTHORIZED AGENT; VICE PRESIDENT | — |
| [GUREVICH ALEXANDER](https://search.stillhousedata.com/person/794879) | VICE PRESIDENT AND PRINCIPAL ACCOUNTING OFFICER | — |
| [SMALL NADIA K](https://search.stillhousedata.com/person/794880) | VICE PRESIDENT | — |
| [FRANKLIN FRANCINE ANN](https://search.stillhousedata.com/person/794881) | CHIEF COMPLIANCE OFFICER | — |
| [PASCUCCI JERRY](https://search.stillhousedata.com/person/794882) | PRESIDENT | — |
| [OPATOSKY BRIAN DAVID](https://search.stillhousedata.com/person/794883) | VICE PRESIDENT | — |
| [WATTLEY CLIFFORD BRYANT](https://search.stillhousedata.com/person/794884) | VICE PRESIDENT | — |


## Private funds (40)

Mix: Hedge Fund 10 · Private Equity Fund 21 · Real Estate Fund 9

_Showing 15 of 40 funds by gross asset value._

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| ALPHAKEYS MILLENNIUM FUND LLC | Hedge Fund | — | 1,886 | $1.4B | $250K |
| ALPHAKEYS MILLENNIUM FUND II, LLC | Hedge Fund | — | 949 | $909.1M | $250K |
| ALPHAKEYS MILLENNIUM FUND (OFFSHORE) LTD | Hedge Fund | — | 902 | $804.6M | $250K |
| ALPHAKEYS RENAISSANCE INST EQUITIES FUND II, LLC - SER B | Hedge Fund | — | 1,019 | $737.2M | $250K |
| ALPHAKEYS MILLENNIUM FUND III, L.L.C. | Hedge Fund | — | 655 | $637.7M | $1.0M |
| ALPHAKEYS REAL ESTATE OPPORTUNITY FUND V, LLC | Real Estate Fund | — | 1,142 | $448.6M | $250K |
| ALPHAKEYS BCP PRIVATE EQUITY FUND VII, LLC | Private Equity Fund | — | 768 | $403.9M | $500K |
| ALPHAKEYS KKR AMERICAS FUND XII, LLC | Private Equity Fund | — | 448 | $363.9M | $250K |
| ALPHAKEYS STRATEGIC PARTNERS VII FUND, LLC | Private Equity Fund | — | 959 | $323.8M | $250K |
| ALPHAKEYS EUROPEAN REAL ESTATE OPPORTUNITIES FUND II, LLC | Real Estate Fund | — | 615 | $280.2M | $250K |
| ALPHAKEYS KKR ASIAN FUND III, LLC | Private Equity Fund | — | 390 | $212.1M | $250K |
| ALPHAKEYS TOTAL ALTERNATIVES SOLUTION 2016, LLC | Private Equity Fund | — | 654 | $208.5M | $250K |
| ALPHAKEYS RISE FUND, LLC | Private Equity Fund | — | 214 | $179.8M | $250K |
| ALPHAKEYS KKR FUND XI, L.L.C. | Private Equity Fund | — | 515 | $171.0M | $250K |
| ALPHAKEYS ATLAS ENHANCED FUND, LLC | Hedge Fund | — | 331 | $157.1M | $1.0M |


## Fund service providers (5)

- administrator: SS&C PRIVATE EQUITY SERVICES — 27 funds
- administrator: BNY MELLON — 10 funds
- administrator: SEI
- administrator: SS&C PRIVATE EQUITY
- administrator: SS&C  PRIVATE EQUITY SERVICES

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/109213/brochure
- Similar advisers: https://search.stillhousedata.com/firm/109213/similar
- Related entities: https://search.stillhousedata.com/firm/109213/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/109213

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.