# BROOKLINE INVESTMENTS, INC.

BROOKLINE INVESTMENTS, INC. of BIRMINGHAM, AL is an SEC-registered investment adviser.

## Registration

- CRD: 109239
- Type: SEC-registered investment adviser
- SEC file number: 801-57057
- Location: 2830 CAHABA ROAD, SUITE 100, BIRMINGHAM, AL, 35223
- Phone: 205-263-2332
- Latest filing: 2026-06-05
- Regulatory AUM: $281.5M
- Discretionary AUM: $274.5M
- Non-discretionary AUM: $6.9M
- Clients: 3
- Accounts: 33

## Business model

- Compensation: % of AUM, Performance, Other
- Clients served: High net worth, Charities, Investment cos

## Officers, owners & control persons (20)

| Name | Role | Location |
| --- | --- | --- |
| James Rainer Twiford | OWNER; PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| Sarah Elizabeth Cain | CHIEF FINANCIAL OFFICER | — |
| James Edward Andrew Loftin | MANAGING DIRECTOR | — |
| TWIFORD JAMES RAINER | OWNER; PRESIDENT & DIRECTOR; PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| GIEGER HOLLIS NORMAN | INVESTMENT ADVISORY REPRESENTATIVE; OWNER; PRINCIPAL (+1 more) | — |
| MCELROY JAMES TAYLOR | VP & CHIEF COMPLIANCE OFFICER | — |
| WELLS WILLIAM PAUL | INVESTMENT ADVISORY REPRESENTATIVE; PRINCIPAL | — |
| BILLS PATRICIA ALLEN | CHIEF COMPLIANCE OFFICER/VP | — |
| BARBER PETER EARL | ASSISTANT SECRETARY | — |
| COLLIER JOHN FORREST | VICE PRESIDENT & DIRECTOR | — |
| CARLISLE WILLIAM TODD | VICE PRESIDENT, SECRETARY & DIRECTOR | — |
| DUKE KEITH D | VICE PRESIDENT, TREASURER & DIRECTOR | — |
| SMITH GARLAND RUSSELL | ASSISTANT TREASURER | — |
| SHIRLEY JAMES ROBERT | ASST. TREASURER | — |
| GLENN DARCY GAIL | COMPLIANCE OFFICER; VP & CHIEF COMPLIANCE OFFICER | — |
| KING MADDING | MANAGING DIRECTOR | — |
| MOONEY ALICIA H | CHIEF FINANCIAL OFFICER | — |
| CAIN SARAH ELIZABETH | CHIEF FINANCIAL OFFICER | — |
| KENNEDY LAREE PAYNE | CHIEF COMPLIANCE OFFICER | — |
| LOFTIN JAMES EDWARD ANDREW | MANAGING DIRECTOR | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | civil | THIS AGREEMENT WAS A RESULT OF COURT-ORDERED MEDIATION AND WAS MADE BEFORE ANY CASE-DISPOSITIVE MOTIONS WERE RULED UPON IN THE LAWSUIT. | Final | $20K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/109239/brochure
- Similar advisers: https://search.stillhousedata.com/firm/109239/similar
- Related entities: https://search.stillhousedata.com/firm/109239/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/109239

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.