# THE MATHES COMPANY, INC.

THE MATHES COMPANY, INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 109288
- Type: SEC-registered investment adviser
- SEC file number: 801-54747
- Location: 12 EAST 49TH STREET, NEW YORK, NY, 10017
- Phone: 212-277-5553
- Latest filing: 2026-03-20
- Regulatory AUM: $339.8M
- Discretionary AUM: $339.8M
- Clients: 8
- Accounts: 210

## Business model

- Compensation: % of AUM
- Clients served: High net worth

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| Sorrell Mark Mathes | CHAIRMAN | — |
| Richard Charles Mathes | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| MATHES SORRELL MARK | CHAIRMAN; PRESIDENT | — |
| MATHES RICHARD CHARLES | PRESIDENT/CHIEF COMPLIANCE OFFICER; VICE PRESIDENT; VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/109288/brochure
- Similar advisers: https://search.stillhousedata.com/firm/109288/similar
- Related entities: https://search.stillhousedata.com/firm/109288/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/109288

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.