# UBS ASPEN MANAGEMENT, L.L.C.

UBS ASPEN MANAGEMENT, L.L.C. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 109338
- Type: SEC-registered investment adviser
- SEC file number: 801-56853
- Location: C/O UBS FINANCIAL SERVICES INC, 1285 AVENUE OF THE AMERICAS, 18TH FL., NEW YORK, NY, 10019
- Phone: 212-713-9036
- Latest filing: 2006-03-31
- Regulatory AUM: $2.3M
- Discretionary AUM: $2.3M
- Clients: 51
- Accounts: 1

## Officers, owners & control persons (15)

| Name | Role | Location |
| --- | --- | --- |
| [Mark Morris](https://search.stillhousedata.com/person/69952) | SOLE MEMBER OF MARK ADVISORS, LLC | Oklahoma City, OK |
| [Mark T Morris](https://search.stillhousedata.com/person/338637) | SOLE MEMBER OF MARK ADVISORS, LLC | Edmond, OK |
| [MARK M MORRIS](https://search.stillhousedata.com/person/380653) | SOLE MEMBER OF MARK ADVISORS, LLC | CLEVELAND, OH |
| [Mark Morris Morris](https://search.stillhousedata.com/person/613634) | SOLE MEMBER OF MARK ADVISORS, LLC | East Palo Alto, CA |
| [MASCIS MICHAEL](https://search.stillhousedata.com/person/739224) | AUTHORIZED AGENT; N/A; VICE PRESIDENT (+1 more) | — |
| [PLUCHINO FRANK SAL](https://search.stillhousedata.com/person/739225) | CHIEF COMPLIANCE OFFICER AIG; INTERIM; INTERIM-CHIEF COMPLIANCE OFFICER AIG | — |
| [ROUSSIN STEPHEN CRAIG](https://search.stillhousedata.com/person/739226) | AUTHORIZED AGENT | — |
| [LINDGREN DOUGLAS ALAN](https://search.stillhousedata.com/person/739227) | AUTHORIZED AGENT | — |
| [SIENKO JR NORMAN E](https://search.stillhousedata.com/person/739228) | AUTHORIZED AGENT | — |
| [BROUSSEAU GREGORY PAUL](https://search.stillhousedata.com/person/743623) | MANAGING DIRECTOR; MANAGING DIRECTOR OF PW ALTERNATIVE ASSET MANAGEMENT, INC.; N/A | — |
| [TANZMAN MITCHELL ALAN](https://search.stillhousedata.com/person/743624) | MANAGING DIRECTOR; MANAGING DIRECTOR OF PW ALTERNATIVE ASSET MANAGEMENT, INC.; N/A | — |
| [SIPES RICHARD EARL](https://search.stillhousedata.com/person/763292) | AUTHORIZED AGENT | — |
| [BRAUN KAREN MARGARET](https://search.stillhousedata.com/person/781151) | CHIEF COMPLIANCE OFFICER ALTERNATIVE INVESTMENT GROUP | — |
| [MCWALTERS RICHARD WILLIAM](https://search.stillhousedata.com/person/792368) | VICE PRESIDENT OF PW ALTERNATIVE ASSET MANAGEMENT, INC. | — |
| [TREACY KEVIN JOSEPH](https://search.stillhousedata.com/person/792369) | VICE PRESIDENT OF PW ALTERNATIVE ASSET MANAGEMENT, INC. | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/109338/brochure
- Similar advisers: https://search.stillhousedata.com/firm/109338/similar
- Related entities: https://search.stillhousedata.com/firm/109338/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/109338

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.