# UBS REDWOOD/SEQUOIA MANAGEMENT, L.L.C.

UBS REDWOOD/SEQUOIA MANAGEMENT, L.L.C. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 109342
- Type: SEC-registered investment adviser
- SEC file number: 801-57892
- Location: C/O UBS FINANCIAL SERVICES INC., 1285 AVENUE OF THE AMERICAS, 18TH FL., NEW YORK, NY, 10019
- Phone: 212-713-9036
- Latest filing: 2007-06-04
- Regulatory AUM: $51.8M
- Discretionary AUM: $51.8M
- Clients: 51
- Accounts: 1

## Officers, owners & control persons (14)

| Name | Role | Location |
| --- | --- | --- |
| [AUFENANGER ROBERT FRANCIS](https://search.stillhousedata.com/person/728860) | AUTHORIZED PERSON | — |
| [WEIR CANDACE KING](https://search.stillhousedata.com/person/732842) | SHAREHOLDER/DIRECTOR/PORTFOLIO MANAGER & CEO | — |
| [MASCIS MICHAEL](https://search.stillhousedata.com/person/739224) | AUTHORIZED AGENT; N/A; VICE PRESIDENT (+1 more) | — |
| [PLUCHINO FRANK SAL](https://search.stillhousedata.com/person/739225) | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER ALTERNATIVE INVESTMENT GROUP; INTERIM (+1 more) | — |
| [ROUSSIN STEPHEN CRAIG](https://search.stillhousedata.com/person/739226) | AUTHORIZED AGENT | — |
| [LINDGREN DOUGLAS ALAN](https://search.stillhousedata.com/person/739227) | AUTHORIZED AGENT | — |
| [SIENKO JR NORMAN E](https://search.stillhousedata.com/person/739228) | AUTHORIZED AGENT | — |
| [BROUSSEAU GREGORY PAUL](https://search.stillhousedata.com/person/743623) | MANAGING DIRECTOR; MANAGING DIRECTOR OF PW ALTERNATIVE ASSET MANAGEMENT, INC.; N/A | — |
| [TANZMAN MITCHELL ALAN](https://search.stillhousedata.com/person/743624) | MANAGING DIRECTOR; MANAGING DIRECTOR OF PW ALTERNATIVE ASSET MANAGEMENT, INC.; N/A | — |
| [TAZZA CESARE PHILIP](https://search.stillhousedata.com/person/759347) | AUTHORIZED AGENT | — |
| [SIPES RICHARD EARL](https://search.stillhousedata.com/person/763292) | AUTHORIZED AGENT | — |
| [BRAUN KAREN MARGARET](https://search.stillhousedata.com/person/781151) | CHIEF COMPLIANCE OFFICER ALTERNATIVE INVESTMENT GROUP | — |
| [MCWALTERS RICHARD WILLIAM](https://search.stillhousedata.com/person/792368) | VICE PRESIDENT OF PW ALTERNATIVE ASSET MANAGEMENT, INC. | — |
| [TREACY KEVIN JOSEPH](https://search.stillhousedata.com/person/792369) | VICE PRESIDENT OF PW ALTERNATIVE ASSET MANAGEMENT, INC. | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/109342/brochure
- Similar advisers: https://search.stillhousedata.com/firm/109342/similar
- Related entities: https://search.stillhousedata.com/firm/109342/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/109342

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.