# UBS WILLOW MANAGEMENT, L.L.C.

UBS WILLOW MANAGEMENT, L.L.C. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 109347
- Type: SEC-registered investment adviser
- SEC file number: 801-57401
- Location: 299 PARK AVE., 29TH FLOOR, NEW YORK, NY, 10170
- Phone: 212-821-6053
- Latest filing: 2013-03-28
- Regulatory AUM: $21.3M
- Discretionary AUM: $21.3M
- Clients: 122
- Accounts: 1

## Officers, owners & control persons (22)

| Name | Role | Location |
| --- | --- | --- |
| [AUFENANGER ROBERT FRANCIS](https://search.stillhousedata.com/person/728860) | AUTHORIZED PERSON | — |
| [KIM SAM S](https://search.stillhousedata.com/person/731455) | MANAGING MEMBER | — |
| [MASCIS MICHAEL](https://search.stillhousedata.com/person/739224) | AUTHORIZED AGENT; OFFICER; VICE PRESIDENT OF PW ALTERNATIVE ASSET MANAGEMENT, INC. | — |
| [PLUCHINO FRANK SAL](https://search.stillhousedata.com/person/739225) | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER ALTERNATIVE INVESTMENT; INTERIM (+1 more) | — |
| [ROUSSIN STEPHEN CRAIG](https://search.stillhousedata.com/person/739226) | AUTHORIZED AGENT | — |
| [LINDGREN DOUGLAS ALAN](https://search.stillhousedata.com/person/739227) | AUTHORIZED AGENT | — |
| [SIENKO JR NORMAN E](https://search.stillhousedata.com/person/739228) | AUTHORIZED AGENT | — |
| [BROUSSEAU GREGORY PAUL](https://search.stillhousedata.com/person/743623) | EXECUTIVE OFFICER; MANAGING DIRECTOR OF PW ALTERNATIVE ASSET MANAGEMENT, INC. | — |
| [TANZMAN MITCHELL ALAN](https://search.stillhousedata.com/person/743624) | EXECUTIVE OFFICER; MANAGING DIRECTOR OF PW ALTERNATIVE ASSET MANAGEMENT, INC. | — |
| [PERRY WILLIAM MICHAEL](https://search.stillhousedata.com/person/746586) | AUTHORIZED AGENT | — |
| [FERRI WILLIAM JOSEPH](https://search.stillhousedata.com/person/759250) | GLOBAL HEAD OF ALTERNATIVE & QUANTITATIVE | — |
| [HNILO JAMES MICHAEL](https://search.stillhousedata.com/person/759252) | GENERAL COUNSEL | — |
| [VAGRA NICHOLAS JAMES](https://search.stillhousedata.com/person/759253) | CHIEF OPERATING OFFICER | — |
| [TAZZA CESARE PHILIP](https://search.stillhousedata.com/person/759347) | AUTHORIZED AGENT | — |
| [KIM SAM SANGKYUN](https://search.stillhousedata.com/person/759461) | MANAGING MEMBER; MANAGING MEMBER, BOND STREET | — |
| [SIPES RICHARD EARL](https://search.stillhousedata.com/person/763292) | AUTHORIZED AGENT | — |
| [BRAUN KAREN MARGARET](https://search.stillhousedata.com/person/781151) | CHIEF COMPLIANCE OFFICER ALTERNATIVE INVESTMENT GROUP | — |
| [BROTMAN ERIC DAVID](https://search.stillhousedata.com/person/786178) | AUTHORIZED AGENT | — |
| [GOOS CRAIG KEITH](https://search.stillhousedata.com/person/786179) | AUTHORIZED AGENT | — |
| [MCWALTERS RICHARD WILLIAM](https://search.stillhousedata.com/person/792368) | VICE PRESIDENT OF PW ALTERNATIVE ASSET MANAGEMENT, INC. | — |
| [TREACY KEVIN JOSEPH](https://search.stillhousedata.com/person/792369) | VICE PRESIDENT OF PW ALTERNATIVE ASSET MANAGEMENT, INC. | — |
| [RUBIN LINA](https://search.stillhousedata.com/person/794878) | AUTHORIZED AGENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/109347/brochure
- Similar advisers: https://search.stillhousedata.com/firm/109347/similar
- Related entities: https://search.stillhousedata.com/firm/109347/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/109347

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.